Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lawrence McDonnell, Frank McDonnellRaymond JamesBank of America Merrill Lynch11-09-2018
Elizabeth CorrellRaymond JamesDavid A. Noyes10-08-2018
Jim Broadway, Jim Broadway Jr.Raymond JamesWells Fargo Advisors07-31-2018
Kent NuzumRaymond JamesWells Fargo Advisors07-31-2018
Kyle EvensRaymond JamesWells Fargo Advisors07-31-2018
William PerkinsRaymond JamesWells Fargo Advisors07-31-2018
Michael R. Hostick, II, Michael D. CharlesRaymond JamesOppenheimer01-05-2015
Lynn Davis, Russell Baker, Chelsea Magby, Karen Martin, Rick PattersonRaymond JamesLPL Financial12-18-2014
Todd R. LovellRaymond JamesMorgan Stanley Wealth Management12-14-2014
Robert Wood (Bob), Robert Wood, Jr., (Rob), Carlton BrownRaymond JamesWells Fargo Advisors05-16-2014
Anthony Vaccaro, Jr., Bill Callis, Matt FerrellRaymond JamesSouthwest Securities10-04-2013
Alan J. SpilkerRaymond JamesBank of America Merrill Lynch08-28-2013
Daniel A. Roland, Jason B. Miyashita, Amber Leon Guerrero, Maree C. Pelkey, Tiffany C. WalshRaymond JamesMorgan Stanley Wealth Management$111-10-2015
Eric Zeitlin, Todd Moll, Lee Hediger, Scott MontgomeryRaymond JamesWalnut Street Securities$108-30-2013
Chris Mahoney, Kevin Mahoney, Mark C. Marotta, Kristen Koluch, Phil MurphyRaymond JamesBank of America Merrill Lynch$211-13-2015
Joshua HouleRaymond JamesEdward Jones$5011-03-2016
Patrick NickersonRaymond JamesMorgan Stanley Wealth Management$5008-30-2016
Denis M. O'BrienRaymond JamesMorgan Stanley Wealth Management$5510-25-2013
Steve EnglishRaymond JamesInvest Financial$6005-31-2017
Joseph KlauzarRaymond JamesMorgan Stanley Wealth Management$6210-23-2018
Dean HooverRaymond JamesUBS Financial Services$7004-09-2018
Andrew Egber, Miguel LopezRaymond JamesWells Fargo Advisors$7001-11-2018
Henry BrightwellRaymond JamesStifel Nicolaus & Co.$7006-02-2016
Marlene M. Fowler, Christopher F. FowlerRaymond JamesMorgan Stanley Wealth Management$7001-13-2013
Luis Alayo, Miguel RodriguezRaymond JamesMorgan Stanley Wealth Management$7212-19-2011
Next Page »

Showing 1 to 25 of 404 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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