Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lewis 'Bud' Wentz, Tim Porter, Luke Vincer, Matt NorrisRaymond JamesWestminster Financial Securities$31704-27-2015
Greg Weimer, Jim Wilding, Kurt KimmichRaymond JamesWells Fargo Advisors$70004-24-2015
Shannon Bennett, Vicki GrayRaymond JamesMorgan Stanley Wealth Management$14004-14-2015
Debra Dragich, Toni OndekRaymond JamesMorgan Stanley Wealth Management$21204-09-2015
Jeffrey M. Collins, Brien KrankRaymond JamesMorgan Stanley Wealth Management$35003-24-2015
Stephen Philleo, Daniel IaleggioRaymond JamesMorgan Stanley Wealth Management$25003-19-2015
Larry Goeas, Leo GoeasRaymond JamesStifel Nicolaus & Co.$1,00002-25-2015
Thomas P. HughesRaymond JamesCetera$11002-18-2015
Douglas W. Richards, Sheldon Ray Jr.Raymond JamesMorgan Stanley Wealth Management$15002-13-2015
John P. Lipari, Richard P. Ribek, Elizabeth CarterRaymond JamesMorgan Stanley Wealth Management$25002-13-2015
Robert Winebrenner, Steve Hussey, Heidi Schenz, Chris JohnsonRaymond JamesMorgan Stanley Wealth Management$27002-13-2015
Marta L. Shen, A.K. MashhoonRaymond JamesCommonwealth Financial Network$10901-30-2015
James H. Pohlman, Jr.Raymond JamesWells Fargo Advisors$17501-16-2015
Samuel C. Gross, Joseph G. Brady, Tonya Ann RasmussenRaymond JamesWilliam Blair & Co.$52401-16-2015
John Sedberry, Zachary Jones Raymond JamesLPL Financial$9301-15-2015
Peter Chapman, Michael Cardwell, Patrick Fazio, Juan E. PapadopulosRaymond JamesWells Fargo Advisors$17501-14-2015
Edward A. Metz, Zamira A. Sanchez, Janet SbroccoRaymond JamesLPL Financial$15001-09-2015
Joel P. FeldmanRaymond JamesUBS Financial Services$18801-08-2015
Luigi MazzaRaymond JamesMorgan Stanley Wealth Management$8501-08-2015
Raymond E. Ifert, Lorraine M. FaedoRaymond JamesBNY Mellon$85001-06-2015
Michael R. Hostick, II, Michael D. CharlesRaymond JamesOppenheimer01-05-2015
Lynn Davis, Russell Baker, Chelsea Magby, Karen Martin, Rick PattersonRaymond JamesLPL Financial12-18-2014
Todd R. LovellRaymond JamesMorgan Stanley Wealth Management12-14-2014
Rob TorringtonRaymond JamesUBS Financial Services$10312-12-2014
Howard Franzblau, Richard A. Devine, Wayne Froud, David B. Brennan, Jason Franzblau, Al MyrieRaymond JamesJPMorgan Chase & Co.$90012-02-2014
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Showing 251 to 275 of 404 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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