Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Billy C. Belcher Raymond JamesEdward Jones$17511-26-2014
David GunterRaymond JamesStifel Nicolaus & Co.$19111-20-2014
Samuel W. Spanos, Gennaro 'Jerry' Marsico, Todd C. Todorich, Robert M. Lewis, George Kruth, Mark OÕLeary, Joseph D. ThompsonRaymond JamesBank of America Merrill Lynch$53511-17-2014
Trenton K. Morton, Scott L. HitchcockRaymond JamesD.A. Davidson & Co.$29011-10-2014
Danielle BluntRaymond JamesEdward Jones$11411-07-2014
Dan Foran, John Foran, Jessica Foran, Brian M. Sweatt, Mark Z. WaltersRaymond JamesLPL Financial$20010-31-2014
Robert D. Walsh, Travis C. Jaggers Raymond JamesWells Fargo Advisors$11610-23-2014
James Fowkes, Ben PlataRaymond JamesWells Fargo Advisors$20010-17-2014
John E. Fitch, III, Marsha Werner, Pamela Appell, Penny TipswordRaymond JamesWells Fargo Advisors$11010-09-2014
Katherine Traver, Michael L. GardnerRaymond JamesRBC Wealth Management$18510-03-2014
Patrick Yates, Carole Yates, Donna CalkinRaymond JamesUBS Financial Services$12009-18-2014
Eric de Goldsmith-Rothschild Raymond JamesUBS Financial Services$12509-12-2014
Erwin Bry, Terry Bry, Lori FugateRaymond JamesWells Fargo Advisors$22008-29-2014
Craig A. Houck, Richard L. Schooley, Jr., Alyssa DonaldsonRaymond JamesMorgan Stanley Wealth Management$30008-01-2014
Christopher Fluehr, Jason Mamalis Raymond JamesWells Fargo Advisors$20007-18-2014
Robert 'Bob' Pehl, Lynne PehlRaymond JamesMorgan Stanley Wealth Management$26507-17-2014
Gary Vescio, Brandon LevineRaymond JamesUBS Financial Services$10007-02-2014
Kenneth Compton, Susan Buchanon, Carl Salvato, Aileen AquiRaymond JamesWells Fargo Advisors$17006-23-2014
Kenneth Mathieson, Erik MathiesonRaymond JamesMorgan Stanley Wealth Management$31506-20-2014
Robert A. ClaysonRaymond JamesWells Fargo Advisors$11506-20-2014
Barry SternRaymond JamesUBS Financial Services$10706-16-2014
Travis Tucker, Donald Brusca, Stacy BazylinskiRaymond JamesRPG Family Wealth Advisory $12005-30-2014
Justin T. Adams, Stephen R. AdamsRaymond JamesSterne Agee$20005-27-2014
Matthew Rogers, Mark Christopher NortonRaymond JamesUBS Financial Services$20005-20-2014
Robert Wood (Bob), Robert Wood, Jr., (Rob), Carlton BrownRaymond JamesWells Fargo Advisors05-16-2014
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Showing 276 to 300 of 404 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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