Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert A. Leggett, James B. Tharin, Clint W. SorensonRaymond JamesWells Fargo Advisors$20005-14-2014
Rodger A. Friedman, Joe WongRaymond JamesMorgan Stanley Wealth Management$17005-09-2014
Henry HauserRaymond JamesUBS Financial Services$60005-02-2014
Stephen R. BesseRaymond JamesMorgan Stanley Wealth Management$36005-02-2014
James L. Switzer, Eric M. CobbRaymond JamesMorgan Stanley Wealth Management$18004-22-2014
David Neunuebel, Lisa BarrantesRaymond JamesWells Fargo Advisors$8004-11-2014
James M. Pucci (Jim), Jason Pucci, James C. Pucci (Jamie) Raymond JamesStifel Nicolaus & Co.$20003-28-2014
Michael Cohen, Benjamin CohenRaymond JamesJPMorgan Chase & Co.$64002-28-2014
Jeffery Tomaszewski, Gary A. RigbyRaymond JamesBank of America Merrill Lynch$28002-28-2014
Nick Salvetti, A.J. Salvetti IIIRaymond JamesBank of America Merrill Lynch$21002-28-2014
Joanne Astle, Nick Astle, Mike Astle Raymond JamesBank of America Merrill Lynch$20002-21-2014
Thomas Dedrick, Pam FranklinRaymond JamesBank of America Merrill Lynch$16202-21-2014
Peter J. Walsh, Lisa J. WalshRaymond JamesMorgan Stanley Wealth Management$22502-14-2014
Paul C. Allen, David SchadelRaymond JamesWiley Bros.-Aintree Capital$20001-28-2014
Ann B. Fleming, Thomas E. Turnbaugh Raymond JamesWells Fargo Advisors$14001-17-2014
Luke Kuchenberg, Tyson RayRaymond JamesWells Fargo Advisors$22001-17-2014
Alex A. GallegoRaymond JamesStifel Nicolaus & Co.$9401-02-2014
Rick PignoneRaymond JamesMorgan Stanley Wealth Management$24012-20-2013
Ted SchwabRaymond JamesMorgan Stanley Wealth Management$13012-20-2013
Kyle GearhartRaymond JamesBank of America Merrill Lynch$30012-19-2013
Gene Marx, Catherine HunterRaymond JamesUBS Financial Services$22712-13-2013
Chris ReaneyRaymond JamesMorgan Stanley Wealth Management$11012-06-2013
S. Benjamin Weiner, Michael Hlavek, Duke Marsh, Daniel IosueRaymond JamesMorgan Stanley Wealth Management$55012-06-2013
John Quello, Nathan QuelloRaymond JamesUBS Financial Services$32511-21-2013
Richard B. Swift, Jeff A. DakinRaymond JamesMorgan Stanley Wealth Management$93411-20-2013
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Showing 301 to 325 of 404 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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