Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Rodrigo, Jason GoldbergRaymond JamesWells Fargo Advisors$10111-15-2013
David Huffman, Aimee BoggsRaymond JamesMorgan Stanley Wealth Management$18011-14-2013
Doug Noble, Greg Bowden, Rod DahlRaymond JamesWells Fargo Advisors$22010-31-2013
Terry Wiles, Ryan SmithRaymond JamesLPL Financial$14610-31-2013
Denis M. O'BrienRaymond JamesMorgan Stanley Wealth Management$5510-25-2013
Charles Massimi, Bradley Silverman, Daniel Bruno Raymond JamesMorgan Stanley Wealth Management$15410-11-2013
Anthony Vaccaro, Jr., Bill Callis, Matt FerrellRaymond JamesSouthwest Securities10-04-2013
Jason Saunders, Stephanie E. Kelly, Kendall AchesonRaymond JamesMorgan Stanley Wealth Management$30810-04-2013
Scott Haley, Judy Mansfield, Jason Koptish, Scott GlazeRaymond JamesWells Fargo Advisors$21009-27-2013
Patrick Buchanan, Dominic Nori, Adam GoldsteinRaymond JamesLPL Financial$31009-03-2013
William S. Schroth, Joseph Taylor, Kip Dominy, Ken Hyatt, Bruce KellyRaymond JamesWells Fargo Advisors$25009-03-2013
Eric Zeitlin, Todd Moll, Lee Hediger, Scott MontgomeryRaymond JamesWalnut Street Securities$108-30-2013
Alan J. SpilkerRaymond JamesBank of America Merrill Lynch08-28-2013
Chris Rogers, Steve Guthrie, Dana Ricker, David Mitchell Raymond JamesMorgan Stanley Wealth Management$50006-20-2013
Winfield S. Smathers IV, Frederick C. Miller Raymond JamesHunter Associates$35006-07-2013
Michael A. Brannam, Patrick A. BrannamRaymond JamesUBS Financial Services$25005-24-2013
Scott A. Schuster, Paul L. CasazzaRaymond JamesMorgan Stanley Wealth Management$24005-17-2013
Cynthia Woodsmall JonesRaymond JamesMorgan Stanley Wealth Management$43505-15-2013
Stephen J. ValellyRaymond JamesJefferies$10005-15-2013
Edward F. TillsRaymond JamesMorgan Stanley Wealth Management$10804-11-2013
Claire C. FriedrichsRaymond JamesBank of America Merrill Lynch$8003-22-2013
James D. HallRaymond JamesUSCA Securities LLC$10003-13-2013
Marlene M. Fowler, Christopher F. FowlerRaymond JamesMorgan Stanley Wealth Management$7001-13-2013
Jeff Faucette, Tony WilliamsRaymond JamesBank of America Merrill Lynch$12412-07-2012
Philip T. Maurer, David M. Kushner, Barbara MaurerRaymond JamesMorgan Stanley Wealth Management$14611-23-2012
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Showing 326 to 350 of 404 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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