Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tony Fusco, Kevin Fusco, David Matthews, Steven Moore, Donna Childress, Michelle Dumler, Ascenza DiFerdinandoRaymond JamesLPL Financial$23011-15-2012
Scott Cutliff, Donald Horras, Patricia PolsterRaymond JamesMorgan Stanley Wealth Management$20411-09-2012
Victoria AzpuruaRaymond JamesMorgan Stanley Wealth Management$11010-26-2012
Carolyn S. Meakem, Traci Meakem RichmondRaymond JamesWells Fargo Advisors$20009-24-2012
Karl Rothermund Raymond JamesMorgan Stanley Wealth Management$8009-14-2012
Mark W. TeedRaymond JamesWells Fargo Advisors$22509-14-2012
Elisabeth D. BaldwinRaymond JamesBB&T Securities$10007-16-2012
Matt Lawson, William F. WinchesterRaymond JamesLPL Financial$15006-29-2012
Bill Carmel, Todd Carmel, Donn Carmel, Mario QuinteroRaymond JamesMorgan Stanley Wealth Management$40006-26-2012
Tom Ford, Jeff JonesRaymond JamesMorgan Stanley Wealth Management$11806-19-2012
Robert D. Powell, Walter M. Urban, Tyler MercerRaymond JamesMorgan Stanley Wealth Management$18706-12-2012
John Nice, Brian Trujillo, Steven Ringquist, Bradley Trujillo, Michelle TerHarkRaymond JamesMorgan Stanley Wealth Management$22005-16-2012
Jeff Wolk, Lillian MariniRaymond JamesMorgan Stanley Wealth Management$14805-08-2012
James "Frank" CapeRaymond JamesStifel Nicolaus & Co.$10505-03-2012
Mike Fink, Will Bach, Brad Drager, Emilie TheriotRaymond JamesMorgan Stanley Wealth Management$60004-30-2012
John Lynch, Arthur DeLuca, Lindsay Johns, Molly Croyle, Allie Gamble-Taylor, Andrew FentressRaymond JamesWells Fargo Advisors$47704-05-2012
John Waszolek, Eric WaszolekRaymond JamesMorgan Stanley Wealth Management$20003-27-2012
Harry Wall, Marc Young, Timothy A. Campisano, Brent A. CarltonRaymond JamesBank of America Merrill Lynch$85302-28-2012
Evans PeayRaymond JamesBank of America Merrill Lynch$9202-24-2012
Lee Vaughan, John ConnellyRaymond JamesBank of America Merrill Lynch$12502-24-2012
James A. Schmidt, Bernice "Bernie" MurffRaymond JamesWells Fargo Advisors$9001-05-2012
Albert GreenRaymond JamesUBS Financial Services$15012-27-2011
Arthur Finkelberg, Butch McKenzie, Jr,Raymond JamesWells Fargo Advisors$39312-27-2011
Robert Krebs, Brian Pennell, Jennifer Duffy, Sandra PetersRaymond JamesBank of America Merrill Lynch$25012-20-2011
Luis Alayo, Miguel RodriguezRaymond JamesMorgan Stanley Wealth Management$7212-19-2011
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Showing 351 to 375 of 404 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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