Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jackson Rhoades, Jan Schmeski, Mike Stockton, Steve Bettenhausen, David Matty, Logan StoneRaymond JamesWells Fargo Advisors$56010-01-2018
Benjamin Lewis, Christopher AmysRaymond JamesWells Fargo Advisors$18509-27-2018
Sherry Holley, Ginger Ford, Savannah HolleyRaymond JamesHilliard Lyons$22009-25-2018
John "Quint" AndrewsRaymond JamesBank of America Merrill Lynch$11009-25-2018
Robert DuKateRaymond JamesAmeriprise Financial$12509-20-2018
Patricia Sans and Seraphim "Sam" RineRaymond JamesMorgan Stanley Wealth Management$17009-14-2018
Timothy Holcomb, Perry HolcombRaymond JamesUBS Financial Services$11909-14-2018
Thomas O'Neill, Jessica O'Neill, Thomas O'Neill Jr.Raymond JamesMorgan Stanley Wealth Management$20309-10-2018
Matt Shafer, Mark Barber, Jeffrey WinklerRaymond JamesMorgan Stanley Wealth Management$47509-06-2018
David Patton, Miles O’Mailia, Theresa CooperRaymond JamesBank of America Merrill Lynch$23508-20-2018
Gordon Schnitzler, Joseph SchnitzlerRaymond JamesStifel Nicolaus & Co.$14108-02-2018
Jim Broadway, Jim Broadway Jr.Raymond JamesWells Fargo Advisors07-31-2018
Kent NuzumRaymond JamesWells Fargo Advisors07-31-2018
Kyle EvensRaymond JamesWells Fargo Advisors07-31-2018
William PerkinsRaymond JamesWells Fargo Advisors07-31-2018
Judy RossRaymond JamesWells Fargo Advisors$24507-30-2018
Stephen BradleyRaymond JamesUBS Financial Services$16007-20-2018
Michelle SpazianiRaymond JamesWells Fargo Advisors$11807-11-2018
Michael TrinenRaymond JamesRBC Wealth Management$18207-09-2018
Clay Brandt, Nate BrandtRaymond JamesWells Fargo Advisors$17306-20-2018
Todd Krentz, Justin Brown, Michelle EvansRaymond JamesStifel Nicolaus & Co.$23006-14-2018
Thomas Monroe, John McDermottRaymond JamesWells Fargo Advisors$33606-13-2018
Henry R. GrinbergRaymond JamesMorgan Stanley Wealth Management$20006-08-2018
Linda Pardini, Douglas WulbrechtRaymond JamesWells Fargo Advisors$46206-01-2018
Mark Griffin, Mark Liley Raymond JamesWells Fargo Advisors$50505-31-2018
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Showing 26 to 50 of 404 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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