Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Constantine Harris, Faith HarringtonRaymond JamesWells Fargo Advisors$22505-24-2018
Dean Dancer, T.J. Goelz, Steven Grossman, Joe MalaveRaymond JamesUBS Financial Services$48005-24-2018
David ElwoodRaymond JamesWells Fargo Advisors$11005-04-2018
Matt BaltuchRaymond JamesMorgan Stanley Wealth Management$25005-04-2018
Wayne McCormick, Steve SpainRaymond JamesWells Fargo Advisors$17505-03-2018
Tom Sedoric, Casey Snyder, Erika Luczynski, Brittany LongRaymond JamesWells Fargo Advisors$35005-02-2018
John Martin, Ross Dowling, and Joshua ZellerRaymond JamesWells Fargo Advisors$70004-26-2018
Gary Rosen, Daniel KrameRaymond JamesWells Fargo Advisors$62104-20-2018
Grigori Lvov, Robert KikinRaymond JamesWells Fargo Advisors$16204-20-2018
Donald J. Simpson, Jeffrey Grant, Gloria Grant, Jason GravesRaymond JamesWells Fargo Advisors$30004-18-2018
Jeff Porasik, Suzanne YdeRaymond JamesWells Fargo Advisors$40504-17-2018
Dean HooverRaymond JamesUBS Financial Services$7004-09-2018
Scott D. SullivanRaymond JamesBank of America Merrill Lynch$20004-05-2018
Nicole SennettRaymond JamesBank of America Merrill Lynch$21603-28-2018
Randolph Price, Matthew PriceRaymond JamesRBC Wealth Management$60003-22-2018
Jason HemeonRaymond JamesWells Fargo Advisors$17003-21-2018
Seymour SlatkinRaymond JamesWells Fargo Advisors$14003-15-2018
Katherine Reisfeld, Barbara BoccutoRaymond JamesWells Fargo Advisors$15003-09-2018
Phil Closuit, Jane FitzwilliamRaymond JamesBank of America Merrill Lynch$15003-06-2018
Matthew Buikema, Michael Oursler, Travis MorseRaymond JamesRaymond James$20003-02-2018
Taylor Adams, Annie NorrisRaymond JamesBank of America Merrill Lynch$18003-01-2018
James Trimpe, Timothy Stolt, Lori RupeRaymond JamesWells Fargo Advisors$13002-26-2018
Alan Raffer, Sherry Birnbaum, Jeremy RafferRaymond JamesWells Fargo Advisors$17002-23-2018
Matthew Spradlin, Richard GodfreyRaymond JamesBank of America Merrill Lynch$18002-22-2018
Taylor Adams, Annie NorrisRaymond JamesBank of America Merrill Lynch$18002-16-2018
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Showing 51 to 75 of 404 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a ā€œ ā€” ā€œ is listed in the recordā€™s AUM field entry.

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