Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Keaton, Alfred SamsRaymond JamesSuntrust Investment Services$54010-18-2017
Marty Carroll, Jennifer CarrollRaymond JamesBank of America Merrill Lynch$16010-09-2017
Wayne Green, Theresa GreenRaymond JamesMorgan Stanley Wealth Management$17009-21-2017
Leonard Alsfeld, Leo Barros, Chris McLaughlin, Jannie MarkeyRaymond JamesFBT Investments$24009-18-2017
W. Bowen McRae, Roger Sullivan, Kyle Hawthorne Raymond JamesWells Fargo Advisors$20009-05-2017
Jack BayerRaymond JamesJPMorgan Chase & Co.$23008-29-2017
Rosa EblingRaymond JamesRobert W. Baird & Co.$19308-29-2017
John Edgecomb Sr., John Robb Edgecomb Jr., Evette Mock-HernandezRaymond JamesBank of America Merrill Lynch$20008-22-2017
Keith Bock, Mark Downey, Jason Peterson, Janet EmhofRaymond JamesWells Fargo Advisors$30008-03-2017
Todd Kissel, Joshua Pasahow, Ida Ng, John RiveraRaymond JamesMorgan Stanley Wealth Management$50008-02-2017
Gail Giclas Raymond JamesBank of America Merrill Lynch$37707-27-2017
Stephen Neff, Kim OhlerRaymond JamesBank of America Merrill Lynch$20007-27-2017
Roger Sullivan, Kyle HawthorneRaymond JamesWells Fargo Advisors$14507-21-2017
John Houchin, James ErnstRaymond JamesWells Fargo Advisors$23007-17-2017
Steve WrayRaymond JamesEdward Jones$7507-03-2017
Brian HartzellRaymond JamesBank of America Merrill Lynch$10006-30-2017
Bob SolanoRaymond JamesMorgan Stanley Wealth Management$10006-29-2017
Ronald Kikawa, Karen K.Y. Yasukawa, Gregg Matsuura, Wesley K. Yamamoto, Susanne M. Millard, Paul Yamashita, Kelly Kimura, Reid KobashigawaRaymond JamesUBS Financial Services$3,50006-27-2017
Scott W. Powers, Gregg Powers, Sean C. SillRaymond JamesWells Fargo Advisors$50006-26-2017
Kathleen Hobart, Denise Leong, Kristin CarrRaymond JamesMorgan Stanley Wealth Management$16506-22-2017
Thomas Burger, Jeanne HagarRaymond JamesLincoln Financial$15006-21-2017
C. Kemper Wharton, M. Todd OneyRaymond JamesBank of America Merrill Lynch$50006-19-2017
Steven LibovRaymond JamesJanney Montgomery Scott$9006-16-2017
Paul Staadeker, Jeremy StaadekerRaymond JamesWells Fargo Advisors$17506-15-2017
Fred BurkeRaymond JamesInvest Financial$14105-31-2017
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Showing 101 to 125 of 404 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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