Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patricia Bennett, Heather Poole, Kristen SwansonRaymond JamesBank of America Merrill Lynch$13803-08-2017
Bradford S. ParsonsRaymond JamesBank of America Merrill Lynch$11503-06-2017
Janis Cross, Matthew West, A.J. SchultzRaymond JamesMorgan Stanley Wealth Management$14403-02-2017
Preston CovingtonRaymond JamesWells Fargo Advisors$37502-27-2017
Angela Helmus-O'Brien, Travis Hadwin, Todd SeymourRaymond JamesMorgan Stanley Wealth Management$27002-21-2017
Frank Hibbard, Amy RosaRaymond JamesMorgan Stanley Wealth Management$14002-21-2017
Todd HoffmanRaymond JamesMorgan Stanley Wealth Management$28002-21-2017
Todd Sherman, Michael Francisco, Brian Baskin, Denise Donahue, Donna Vickers, Katherine WrightRaymond JamesMorgan Stanley Wealth Management$46002-13-2017
Scot Morris, Alex Brand, Alicia Borghi, Barbara Wiltshire, Hasti ThompsonRaymond JamesWells Fargo Advisors$35001-29-2017
Alexandra KochRaymond JamesMorgan Stanley Wealth Management$9801-20-2017
Brandon HaaseRaymond JamesRBC Wealth Management$9801-20-2017
James Perry Jr.Raymond JamesHilliard Lyons$10001-18-2017
Suzanne LaTourRaymond JamesBank of America Merrill Lynch$10001-13-2017
Paul Fischer, Larry NordmannRaymond JamesLPL Financial$11512-28-2016
Lynn Grossman, Brian VieiraRaymond JamesWells Fargo Advisors$23012-28-2016
John Solomon, Phil Greer, Bill Dukelow, Hamilton NealRaymond JamesWells Fargo Advisors$28812-14-2016
Michael RosnerRaymond JamesBank of America Merrill Lynch$11012-08-2016
Mark J. Rhoades, George Livanos, Kelly Ward.Raymond JamesMorgan Stanley Wealth Management$25012-06-2016
Jarrod BiebelRaymond JamesWells Fargo Advisors$35011-30-2016
George D. Ewins, Richard J. Kowalski, Theresa Swett Raymond JamesBank of America Merrill Lynch$44011-28-2016
Benjamin Price, William Cal Batchelor, Anson Kanoy Raymond JamesWells Fargo Advisors$20011-21-2016
Craig Decker, Emma SterlingRaymond JamesRBC Wealth Management$1,30011-21-2016
Joseph DiVestea, Mark Mezzone, Maureen Macomber, Michael RodriguezRaymond JamesBank of America Merrill Lynch$30011-08-2016
Carl Gravina, Liana PoodiackRaymond JamesWells Fargo Advisors$45011-03-2016
Joshua HouleRaymond JamesEdward Jones$5011-03-2016
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Showing 151 to 175 of 404 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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