Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Harold MacFarland, Tadd Hicks Raymond JamesUBS Financial Services$22010-25-2016
Debra Riedel, Josh J. Miles, Michele CisarioRaymond JamesMorgan Stanley Wealth Management$32509-19-2016
William Campbell, Patrick J. Courtright, Eltiena Campbell, Christine RobertsonRaymond JamesMorgan Stanley Wealth Management$36009-19-2016
Larry Natale, Mark Johnson & Dino JohnsonRaymond JamesWells Fargo Advisors$16009-16-2016
Dieter RamaekersRaymond JamesMorgan Stanley Wealth Management$13209-14-2016
Patrick NickersonRaymond JamesMorgan Stanley Wealth Management$5008-30-2016
Donald McCullough, John McCullough, William SparksRaymond JamesWells Fargo Advisors$22008-12-2016
Thomas MaysRaymond JamesBank of America Merrill Lynch$10508-07-2016
Ronald ButlerRaymond JamesCetera$40608-02-2016
Chad Keim, Vince Little, Brian OswaldRaymond JamesLPL Financial$30007-28-2016
Mark Southwell, Bill Martin, Sam DicksonRaymond JamesMorgan Stanley Wealth Management$18007-26-2016
Paul Neuner, Kevin McFarland, Dominic Repetti, Neelab Naibkhyl, Timothy Cronin, Damon DeLillo, Michael RozovicsRaymond JamesWells Fargo Advisors$7,00007-25-2016
Frank Urban, David HansonRaymond JamesMorgan Stanley Wealth Management$12507-21-2016
J. Shawn Gentle Raymond JamesWells Fargo Advisors$17507-20-2016
Keith BarberisRaymond JamesUBS Financial Services$10007-20-2016
Dewey D. Steffen, Michael P. Hartman, Carmela EastinRaymond JamesUBS Financial Services$15007-12-2016
Jeffrey Grandy, Sophia Bliablias-Grandy, Douglas Souvenir, Keoni Hudson-RasmussenRaymond JamesForesters Financial$24007-11-2016
George Bragaw, William Weldon, Tara OrendorffRaymond JamesWells Fargo Advisors$20506-20-2016
John Rice, Alan Scalingi, Andrew GithmarkRaymond JamesMorgan Stanley Wealth Management$23506-10-2016
Robert L. Jackson, Jared Roskelley, Barbara Sutton,Greg Stark, Darin Shebesta, Mike Cupell, Debra Brough, Conrad Roskelley Raymond JamesCambridge Investment Research$18006-10-2016
Henry BrightwellRaymond JamesStifel Nicolaus & Co.$7006-02-2016
Jay Saling, Jason Stuber, Emily Saling, John VolpertRaymond JamesHilliard Lyons$25006-02-2016
Roger Veome, Thomas Morrill, Katherine WardellRaymond JamesMorgan Stanley Wealth Management$26006-02-2016
Mark J. RubinRaymond JamesMorgan Stanley Wealth Management$27005-31-2016
Christopher Detmer, Aaron BrachmanRaymond JamesRBC Wealth Management$35005-25-2016
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Showing 176 to 200 of 404 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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