Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Greenberg, Robert Nichols, Paul Wintermantel, David Jones, Eric Morgan, Ted McLellan, Jason Romero, Timothy Clemens, Mitchel Layton, Joshua Zahn, Joseph HurabRaymond JamesLPL Financial LLC LLC$63802-21-2019
Robert J. Ellis, Christopher L. Van Son, Joe Starinsky, Jr. and Julie BarrRaymond JamesLPL Financial LLC LLC$17010-15-2018
Tammy Mogilski, Brian BedfordRaymond JamesLPL Financial LLC LLC$28510-15-2018
Paul Fischer, Larry NordmannRaymond JamesLPL Financial LLC LLC$11512-28-2016
Chad Keim, Vince Little, Brian OswaldRaymond JamesLPL Financial LLC LLC$30007-28-2016
Ed Lancaster, Mike Lancaster, Dave LancasterRaymond JamesLPL Financial LLC LLC$16610-21-2015
Phil EggersRaymond JamesLPL Financial LLC LLC$15005-29-2015
John Sedberry, Zachary JonesRaymond JamesLPL Financial LLC LLC$9301-15-2015
Edward A. Metz, Zamira A. Sanchez, Janet SbroccoRaymond JamesLPL Financial LLC LLC$15001-09-2015
Lynn Davis, Russell Baker, Chelsea Magby, Karen Martin, Rick PattersonRaymond JamesLPL Financial LLC LLC12-18-2014
Dan Foran, John Foran, Jessica Foran, Brian M. Sweatt, Mark Z. WaltersRaymond JamesLPL Financial LLC LLC$20010-31-2014
Terry Wiles, Ryan SmithRaymond JamesLPL Financial LLC LLC$14610-31-2013
Patrick Buchanan, Dominic Nori, Adam GoldsteinRaymond JamesLPL Financial LLC LLC$31009-03-2013
Tony Fusco, Kevin Fusco, David Matthews, Steven Moore, Donna Childress, Michelle Dumler, Ascenza DiFerdinandoRaymond JamesLPL Financial LLC LLC$23011-15-2012
Matt Lawson, William F. WinchesterRaymond JamesLPL Financial LLC LLC$15006-29-2012

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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