Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Schindler, Jeffrey Davies, Scott Bennett, Chuck Phillipson, Christian Allen, Austin FarahRaymond JamesUBS Financial Services$73802-01-2019
James MelstromRaymond JamesUBS Financial Services$11010-01-2018
Timothy Holcomb, Perry HolcombRaymond JamesUBS Financial Services$11909-14-2018
Stephen BradleyRaymond JamesUBS Financial Services$16007-20-2018
Dean Dancer, T.J. Goelz, Steven Grossman, Joe MalaveRaymond JamesUBS Financial Services$48005-24-2018
Dean HooverRaymond JamesUBS Financial Services$7004-09-2018
Andrew HutchesonRaymond JamesUBS Financial Services$20002-01-2018
Michael Zizmer, Newton Jones, Kevin DavidsonRaymond JamesUBS Financial Services$44012-14-2017
James D. SheehanRaymond JamesUBS Financial Services$32712-12-2017
David Bernacchia, Darren DeQuatroRaymond JamesUBS Financial Services$25012-05-2017
Ronald Kikawa, Karen K.Y. Yasukawa, Gregg Matsuura, Wesley K. Yamamoto, Susanne M. Millard, Paul Yamashita, Kelly Kimura, Reid KobashigawaRaymond JamesUBS Financial Services$3,50006-27-2017
Ali MandalinciRaymond JamesUBS Financial Services$13005-04-2017
Harold MacFarland, Tadd Hicks Raymond JamesUBS Financial Services$22010-25-2016
Keith BarberisRaymond JamesUBS Financial Services$10007-20-2016
Dewey D. Steffen, Michael P. Hartman, Carmela EastinRaymond JamesUBS Financial Services$15007-12-2016
Tom W. O'Bryon IIRaymond JamesUBS Financial Services$10005-12-2016
Joel Selden, Larry ScharfRaymond JamesUBS Financial Services$32004-29-2016
Joseph G. Hameline, Jr., Joseph G. Hameline, III, Erikson HamelineRaymond JamesUBS Financial Services$26004-14-2016
Constance Miner, Ross HamiltonRaymond JamesUBS Financial Services$20001-14-2016
Stephen J. Erickson, Michael Martin, Scott Louder, Christopher Lussier, Diana Correa, Nancy JonesRaymond JamesUBS Financial Services$55009-16-2015
Joel P. FeldmanRaymond JamesUBS Financial Services$18801-08-2015
Rob TorringtonRaymond JamesUBS Financial Services$10312-12-2014
Patrick Yates, Carole Yates, Donna CalkinRaymond JamesUBS Financial Services$12009-18-2014
Eric de Goldsmith-Rothschild Raymond JamesUBS Financial Services$12509-12-2014
Gary Vescio, Brandon LevineRaymond JamesUBS Financial Services$10007-02-2014
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Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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