Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jon DaytonRaymond JamesMerrill Lynch$23002-19-2019
Michele Ing Raymond JamesEdward Jones$12011-05-2018
Thad OrtezRaymond JamesWells Fargo$10011-02-2018
Joseph KlauzarRaymond JamesMorgan Stanley Wealth Management$6210-23-2018
Kenneth Judd, Robert GonzalesRaymond JamesWells Fargo Advisors$13610-23-2018
Linda Pardini, Douglas WulbrechtRaymond JamesWells Fargo Advisors$46206-01-2018
Andrew HutchesonRaymond JamesUBS Financial Services$20002-01-2018
Collin Rigler, Eric MontijoRaymond JamesRBC Wealth Management$18001-09-2018
John DeRosa, Deanna DeRosaRaymond JamesMorgan Stanley Wealth Management$18012-27-2017
Ken Robbins, Kathy RoshayRaymond JamesD.A. Davidson & Co.$17705-17-2017
Michael Jeppson, Angie DusoRaymond JamesBank of America Merrill Lynch$40005-02-2017
Suzanne LaTourRaymond JamesBank of America Merrill Lynch$10001-13-2017
Dieter RamaekersRaymond JamesMorgan Stanley Wealth Management$13209-14-2016
Paul Neuner, Kevin McFarland, Dominic Repetti, Neelab Naibkhyl, Timothy Cronin, Damon DeLillo, Michael RozovicsRaymond JamesWells Fargo Advisors$7,00007-25-2016
Mark J. RubinRaymond JamesMorgan Stanley Wealth Management$27005-31-2016
James 'Eric' Maxwell, Kaitlyn 'Katy' RathRaymond JamesMorgan Stanley Wealth Management$7506-17-2015
Shannon Bennett, Vicki GrayRaymond JamesMorgan Stanley Wealth Management$14004-14-2015
John Sedberry, Zachary Jones Raymond JamesLPL Financial$9301-15-2015
Danielle BluntRaymond JamesEdward Jones$11411-07-2014
Barry SternRaymond JamesUBS Financial Services$10706-16-2014
Justin T. Adams, Stephen R. AdamsRaymond JamesSterne Agee$20005-27-2014
Stephen R. BesseRaymond JamesMorgan Stanley Wealth Management$36005-02-2014
David Neunuebel, Lisa BarrantesRaymond JamesWells Fargo Advisors$8004-11-2014
Nick Salvetti, A.J. Salvetti IIIRaymond JamesBank of America Merrill Lynch$21002-28-2014
Joanne Astle, Nick Astle, Mike Astle Raymond JamesBank of America Merrill Lynch$20002-21-2014
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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