Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matt BaltuchRaymond JamesMorgan Stanley$25005-04-2018
Sarah MarksRaymond JamesWells Fargo Clearing Services, LLC$16001-18-2018
David Bernacchia Darren DeQuatroRaymond JamesUBS Financial Services Inc.$25012-05-2017
Paul Staadeker Jeremy StaadekerRaymond JamesWells Fargo Clearing Services, LLC$17506-15-2017
William BlakeRaymond JamesWells Fargo Clearing Services, LLC$16003-31-2017
Patrick NickersonRaymond JamesMorgan Stanley$5008-30-2016
George Bragaw William Weldon Tara OrendorffRaymond JamesWells Fargo Clearing Services, LLC$20506-20-2016
Christopher Detmer Aaron BrachmanRaymond JamesRBC Capital Markets, LLC$35005-25-2016
Derek Majkowski George ShirleyRaymond JamesWells Fargo Clearing Services, LLC$21003-16-2016
Douglas W Richards Sheldon Ray JrRaymond JamesMorgan Stanley$15002-13-2015
James Fowkes Ben PlataRaymond JamesWells Fargo Clearing Services, LLC$20010-17-2014
Rodger A Friedman Joe WongRaymond JamesMorgan Stanley$17005-09-2014
Ted SchwabRaymond JamesMorgan Stanley$13012-20-2013

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.