Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory Stevens, Vince SpiresRaymond JamesMorgan Stanley Wealth Management$24002-07-2019
Robert WeissRaymond JamesMorgan Stanley Wealth Management$10010-19-2018
Robert DuKateRaymond JamesAmeriprise Financial$12509-20-2018
Patricia Sans and Seraphim "Sam" RineRaymond JamesMorgan Stanley Wealth Management$17009-14-2018
Matt Shafer, Mark Barber, Jeffrey WinklerRaymond JamesMorgan Stanley Wealth Management$47509-06-2018
Henry R. GrinbergRaymond JamesMorgan Stanley Wealth Management$20006-08-2018
Dean Dancer, T.J. Goelz, Steven Grossman, Joe MalaveRaymond JamesUBS Financial Services$48005-24-2018
Dean HooverRaymond JamesUBS Financial Services$7004-09-2018
Scott D. SullivanRaymond JamesBank of America Merrill Lynch$20004-05-2018
Michael Zizmer, Newton Jones, Kevin DavidsonRaymond JamesUBS Financial Services$44012-14-2017
David KatzRaymond JamesAmeriprise Financial$10010-30-2017
John Houchin, James ErnstRaymond JamesWells Fargo Advisors$23007-17-2017
Scott W. Powers, Gregg Powers, Sean C. SillRaymond JamesWells Fargo Advisors$50006-26-2017
Sandy Martin, Kirsty WalkerRaymond JamesBank of America Merrill Lynch$11005-30-2017
Harmon ÔChipÓ WrightRaymond JamesMorgan Stanley Wealth Management$10604-05-2017
Ashley Banks, Donna CarrollRaymond JamesBank of America Merrill Lynch$11203-22-2017
David Lum, Michael Piazza, Theresa McMastersRaymond JamesBank of America Merrill Lynch$22003-15-2017
Angela Helmus-O'Brien, Travis Hadwin, Todd SeymourRaymond JamesMorgan Stanley Wealth Management$27002-21-2017
Frank Hibbard, Amy RosaRaymond JamesMorgan Stanley Wealth Management$14002-21-2017
Todd HoffmanRaymond JamesMorgan Stanley Wealth Management$28002-21-2017
Paul Fischer, Larry NordmannRaymond JamesLPL Financial$11512-28-2016
John Solomon, Phil Greer, Bill Dukelow, Hamilton NealRaymond JamesWells Fargo Advisors$28812-14-2016
Thomas MaysRaymond JamesBank of America Merrill Lynch$10508-07-2016
Frank Urban, David HansonRaymond JamesMorgan Stanley Wealth Management$12507-21-2016
Steve Saylor, Matt Moreman, Jason HeatonRaymond JamesBank of America Merrill Lynch$37001-04-2016
Next Page »

Showing 1 to 25 of 58 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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