Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dean HooverRaymond JamesUBS Financial Services Inc. Inc.$7004-09-2018
Luis Alayo, Miguel RodriguezRaymond JamesMorgan Stanley$7212-19-2011
Luigi MazzaRaymond JamesMorgan Stanley$8501-08-2015
Tony Noisom, Chris MusinoRaymond JamesWells Fargo Advisors$8710-04-2010
Eileen Lamchick, Susan RutroughRaymond JamesYoung Stovall & Co.$9308-03-2010
Robert WeissRaymond JamesMorgan Stanley$10010-19-2018
David KatzRaymond JamesAmeriprise Financial Services, Inc.$10010-30-2017
Gary Vescio, Brandon LevineRaymond JamesUBS Financial Services Inc. Inc.$10007-02-2014
Rob TorringtonRaymond JamesUBS Financial Services Inc. Inc.$10312-12-2014
Thomas MaysRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$10508-07-2016
Pedro Harth-SilvaRaymond JamesUBS Financial Services Inc. Inc.$10512-19-2011
Harmon Raymond JamesMorgan Stanley$10604-05-2017
Sandy Martin, Kirsty WalkerRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$11005-30-2017
Victoria AzpuruaRaymond JamesMorgan Stanley$11010-26-2012
Ashley Banks, Donna CarrollRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$11203-22-2017
Robert Brooks, Wyatt BrooksRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$11408-17-2011
Paul Fischer, Larry NordmannRaymond JamesLPL Financial LLC LLC$11512-28-2016
Tom Ford, Jeff JonesRaymond JamesMorgan Stanley$11806-19-2012
Jeff Faucette, Tony WilliamsRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$12412-07-2012
Robert DuKateRaymond JamesAmeriprise Financial Services, Inc.$12509-20-2018
Frank Urban, David HansonRaymond JamesMorgan Stanley$12507-21-2016
Elliot WeissmarkRaymond JamesWells Fargo Advisors$12511-09-2015
Eric de Goldsmith-RothschildRaymond JamesUBS Financial Services Inc. Inc.$12509-12-2014
John Kaddis, John F. Kennedy, Christine L. BerryRaymond JamesUBS Financial Services Inc. Inc.$13005-19-2011
Frank Hibbard, Amy RosaRaymond JamesMorgan Stanley$14002-21-2017
Next Page »

Showing 1 to 25 of 59 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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