Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory Stevens, Vince SpiresRaymond JamesMorgan Stanley$24002-07-2019
Patricia Sans and Seraphim "Sam" RineRaymond JamesMorgan Stanley$17009-14-2018
Robert WeissRaymond JamesMorgan Stanley$10010-19-2018
Matt Shafer, Mark Barber, Jeffrey WinklerRaymond JamesMorgan Stanley$47509-06-2018
Henry R. GrinbergRaymond JamesMorgan Stanley$20006-08-2018
Harmon Raymond JamesMorgan Stanley$10604-05-2017
Angela Helmus-O'Brien, Travis Hadwin, Todd SeymourRaymond JamesMorgan Stanley$27002-21-2017
Frank Hibbard, Amy RosaRaymond JamesMorgan Stanley$14002-21-2017
Frank Urban, David HansonRaymond JamesMorgan Stanley$12507-21-2016
Don d'Adesky, W. Kristopher Lemke, Matthew Cicero, Jose Cabrera Sr., Kevin Gourrier, Ryan WeberRaymond JamesMorgan Stanley$2,40005-29-2015
John P. Lipari, Richard P. Ribek, Elizabeth CarterRaymond JamesMorgan Stanley$25002-13-2015
Luigi MazzaRaymond JamesMorgan Stanley$8501-08-2015
S. Benjamin Weiner, Michael Hlavek, Duke Marsh, Daniel IosueRaymond JamesMorgan Stanley$55012-06-2013
David Huffman, Aimee BoggsRaymond JamesMorgan Stanley$18011-14-2013
Scott Cutliff, Donald Horras, Patricia PolsterRaymond JamesMorgan Stanley$20411-09-2012
Victoria AzpuruaRaymond JamesMorgan Stanley$11010-26-2012
Bill Carmel, Todd Carmel, Donn Carmel, Mario QuinteroRaymond JamesMorgan Stanley$40006-26-2012
Tom Ford, Jeff JonesRaymond JamesMorgan Stanley$11806-19-2012
Luis Alayo, Miguel RodriguezRaymond JamesMorgan Stanley$7212-19-2011
Paul Zirakian, Lance Powers, Nan Bonfield, Brenda D'Arville, Albert RayRaymond JamesMorgan Stanley$15011-30-2011
Martin Gelb, Sonya Gelb ChoeffRaymond JamesMorgan Stanley$25004-18-2011
Vann Ashley Wilder Sr., Van R. Martin, Maria G. WilderRaymond JamesMorgan Stanley$30008-13-2010

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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