Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rosa EblingRaymond JamesRobert W. Baird & Co. Incorporated$19308-29-2017
Jack BayerRaymond JamesJPMorgan Chase & Co.$23008-29-2017
Roger Veome Thomas Morrill Katherine WardellRaymond JamesMorgan Stanley$26006-02-2016
Alan LazzaraRaymond JamesWilliam Blair$28005-23-2016
James McDermott Matthew GallRaymond JamesOppenheimer$11010-16-2015
Samuel C Gross Joseph G Brady Tonya Ann RasmussenRaymond JamesWilliam Blair$52401-16-2015
John E Fitch III Marsha Werner Pamela Appell Penny TipswordRaymond JamesWells Fargo Clearing Services, LLC$11010-09-2014
Ann B Fleming Thomas E TurnbaughRaymond JamesWells Fargo Clearing Services, LLC$14001-17-2014
Scott A Schuster Paul L CasazzaRaymond JamesMorgan Stanley$24005-17-2013
Matthew A Glatz Kevin Sletten Adam Hawks Keith YoderRaymond JamesRobert W. Baird & Co. Incorporated$36909-15-2011

Showing 1 to 10 of 10 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.