Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Barry KolanoRaymond JamesWells Fargo Advisors$11301-11-2019
Stephen BradleyRaymond JamesUBS Financial Services Inc. Inc.$16007-20-2018
Michelle SpazianiRaymond JamesWells Fargo Advisors$11807-11-2018
Phil Closuit, Jane FitzwilliamRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$15003-06-2018
Phillip Pierre ClosuitRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$17001-04-2018
Bob SolanoRaymond JamesMorgan Stanley$10006-29-2017
Thomas Burger, Jeanne HagarRaymond JamesLincoln Financial$15006-21-2017
Ali MandalinciRaymond JamesUBS Financial Services Inc. Inc.$13005-04-2017
Stephen Spector, Peter FrischRaymond JamesWells Fargo Advisors$45004-27-2017
Beth Sweeney, Eric SweeneyRaymond JamesWells Fargo Advisors$8204-27-2017
Robert Phinney, Graham Goodwin,and Richard Byrd IIIRaymond JamesMorgan Stanley$33205-17-2016
Stephen J. Erickson, Michael Martin, Scott Louder, Christopher Lussier, Diana Correa, Nancy JonesRaymond JamesUBS Financial Services Inc. Inc.$55009-16-2015
Robert A. ClaysonRaymond JamesWells Fargo Advisors$11506-20-2014
Travis Tucker, Donald Brusca, Stacy BazylinskiRaymond JamesRPG Family Wealth Advisory$12005-30-2014
Rick PignoneRaymond JamesMorgan Stanley$24012-20-2013
Mark W. TeedRaymond JamesWells Fargo Advisors$22509-14-2012

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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