Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Schindler Jeffrey Davies Scott Bennett Chuck Phillipson Christian Allen Austin FarahRaymond JamesUBS Financial Services Inc.$73802-01-2019
James MelstromRaymond JamesUBS Financial Services Inc.$11010-01-2018
Donald J Simpson Jeffrey Grant Gloria Grant Jason GravesRaymond JamesWells Fargo Clearing Services, LLC$30004-18-2018
Matthew Buikema Michael Oursler Travis MorseRaymond JamesRaymond James$20003-02-2018
Gary Cook Kristina Daniel Beth DeckerRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$24005-25-2017
Michael RosnerRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$11012-08-2016
Chad Keim Vince Little Brian OswaldRaymond JamesLPL Financial LLC$30007-28-2016
Dewey D Steffen Michael P Hartman Carmela EastinRaymond JamesUBS Financial Services Inc.$15007-12-2016
Terrence J Andrysiak William H Moeller Jennifer Olsen Dana Czmer Adam Coselmon Michael DrainvilleRaymond JamesMorgan Stanley$66506-10-2015
Arthur Finkelberg Butch McKenzie JrRaymond JamesWells Fargo Clearing Services, LLC$39312-27-2011

Showing 1 to 10 of 10 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.