Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gordon Schnitzler, Joseph SchnitzlerRaymond JamesStifel Nicolaus & Co.$14108-02-2018
Todd Krentz, Justin Brown, Michelle EvansRaymond JamesStifel Nicolaus & Co.$23006-14-2018
Dana Havens, Ryan Patterson, Delvan Mitchell Jr.Raymond JamesBank of America Merrill Lynch$30001-03-2018
Jeff Holloway, Sean Harman, Betty Wilson, Amanda Miller, Whitney ScobeeRaymond JamesWells Fargo Advisors$27505-18-2017
Harold MacFarland, Tadd Hicks Raymond JamesUBS Financial Services$22010-25-2016
Douglas Moore, DeAnn Peter, Jackie Shupe, Joe Cricchio, Miles James, Leah Anne Brooks, Erik Handcock, Dave Reed, Jason FoxRaymond JamesCetera$45010-19-2015
James H. Pohlman, Jr.Raymond JamesWells Fargo Advisors$17501-16-2015
Erwin Bry, Terry Bry, Lori FugateRaymond JamesWells Fargo Advisors$22008-29-2014
Alan J. SpilkerRaymond JamesBank of America Merrill Lynch08-28-2013
John M. FaganRaymond JamesWells Fargo Advisors$20611-29-2011

Showing 1 to 10 of 10 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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