Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert J. Ellis, Christopher L. Van Son, Joe Starinsky, Jr. and Julie BarrRaymond JamesLPL Financial LLC LLC$17010-15-2018
Elizabeth Hulley, Sean Reynolds, Benjamin NicholsonRaymond JamesWells Fargo Advisors$10010-05-2018
Tammy Mogilski, Brian BedfordRaymond JamesLPL Financial LLC LLC$28510-15-2018
Stephen Adler, Mark Levy, Roger Jee, Michael LubinRaymond JamesWells Fargo Advisors$1,00008-22-2018
Katherine Reisfeld, Barbara BoccutoRaymond JamesWells Fargo Advisors$15003-09-2018
James D. SheehanRaymond JamesUBS Financial Services Inc. Inc.$32712-12-2017
Arthur SpringerRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$23012-08-2017
Charles Seller, Michael SalvatoreRaymond JamesMorgan Stanley$33012-08-2017
Christopher NolanRaymond JamesMorgan Stanley$13012-08-2017
Keith Bock, Mark Downey, Jason Peterson, Janet EmhofRaymond JamesWells Fargo Advisors$30008-03-2017
Todd Kissel, Joshua Pasahow, Ida Ng, John RiveraRaymond JamesMorgan Stanley$50008-02-2017
Steven LibovRaymond JamesJanney Montgomery Scott$9006-16-2017
Mark PojednicRaymond JamesWells Fargo Advisors$19405-11-2017
Michael GermanoRaymond JamesCitigroup$10003-16-2017
Alexandra KochRaymond JamesMorgan Stanley$9801-20-2017
Brandon HaaseRaymond JamesRBC Wealth Management$9801-20-2017
Joseph DiVestea, Mark Mezzone, Maureen Macomber, Michael RodriguezRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$30011-08-2016
Larry Natale, Mark Johnson & Dino JohnsonRaymond JamesWells Fargo Advisors$16009-16-2016
Michael SauerbornRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$32504-07-2016
Eric BeileyRaymond JamesMorgan Stanley$57003-04-2016
Lorayne Fiorillo, Frank Pranio, Anna PaczesRaymond JamesWells Fargo Advisors$23501-08-2016
Sanford Family, Kenneth Leonard, Brian CrowleyRaymond JamesWells Fargo Advisors$45011-23-2015
Chris Mahoney, Kevin Mahoney, Mark C. Marotta, Kristen Koluch, Phil MurphyRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$2,90011-13-2015
Howard Franzblau, Richard A. Devine, Wayne Froud, David B. Brennan, Jason Franzblau, Al MyrieRaymond JamesJPMorgan Chase & Co.$90012-02-2014
Kenneth Mathieson, Erik MathiesonRaymond JamesMorgan Stanley$31506-20-2014
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Showing 1 to 25 of 31 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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