Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicole SennettRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$21603-28-2018
David Garber, William Thompson, Jason WeberRaymond JamesWells Fargo Advisors$15001-18-2018
Richard GrobmanRaymond JamesOppenheimer$42005-15-2017
Brian Pick, Terri Fought, Michael Bridgham, Advisor Craig, Christine EngelRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$35003-21-2017
David S. Loeb Jr., Edward (Ted) Fernberger Jr., Jim Fernberger, Alex Fernberger, Donna Dembeck, Jean SchneiderRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,30003-01-2016
Peter Loncar, Brent SteinRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$30011-18-2015
Greg Weimer, Jim Wilding, Kurt KimmichRaymond JamesWells Fargo Advisors$70004-24-2015
Debra Dragich, Toni OndekRaymond JamesMorgan Stanley$21204-09-2015
Joel P. FeldmanRaymond JamesUBS Financial Services Inc. Inc.$18801-08-2015
David GunterRaymond JamesStifel, Nicolaus & Company, Incorporated$19111-20-2014
Samuel W. Spanos, Gennaro 'Jerry' Marsico, Todd C. Todorich, Robert M. Lewis, George Kruth, Mark ORaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$53511-17-2014
Winfield S. Smathers IV, Frederick C. MillerRaymond JamesHunter Associates$35006-07-2013
Philip T. Maurer, David M. Kushner, Barbara MaurerRaymond JamesMorgan Stanley$14611-23-2012
Thomas A. Seiler, Patrick M. SeilerRaymond JamesMorgan Stanley$50007-25-2011

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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