Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ronald ButlerRaymond JamesCetera$40608-02-2016
Dax A Seale Amber SealeRaymond JamesEdward Jones$15707-09-2015
Billy C BelcherRaymond JamesEdward Jones$17511-26-2014
Stephen J ValellyRaymond JamesJefferies LLC$10005-15-2013
James Trey Mahan III Gregory S SniderRaymond JamesJPMorgan Chase & Co.$14105-08-2015
Ed Lancaster Mike Lancaster Dave LancasterRaymond JamesLPL Financial LLC$16610-21-2015
Phil EggersRaymond JamesLPL Financial LLC$15005-29-2015
Lynn Davis Russell Baker Chelsea Magby Karen Martin Rick PattersonRaymond JamesLPL Financial LLC12-18-2014
Glen D Smith Robert L CaseyRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$26212-27-2017
John Edgecomb Sr John Robb Edgecomb Jr Evette Mock-HernandezRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$20008-22-2017
Brian HartzellRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-30-2017
Lee Vaughan John ConnellyRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$12502-24-2012
Wayne Green Theresa GreenRaymond JamesMorgan Stanley$17009-21-2017
Mark Southwell Bill Martin Sam DicksonRaymond JamesMorgan Stanley$18007-26-2016
Kristy McGee Jennifer DayoubRaymond JamesMorgan Stanley$11004-18-2016
Marlene M Fowler Christopher F FowlerRaymond JamesMorgan Stanley$7001-13-2013
Cheryl PeschkeRaymond JamesMorgan Stanley$9210-03-2011
Michael R Hostick II Michael D CharlesRaymond JamesOppenheimer01-05-2015
Randolph Price Matthew PriceRaymond JamesRBC Capital Markets, LLC$60003-22-2018
Kenneth Jobes Jonathan SoloRaymond JamesRBC Capital Markets, LLC$15001-13-2011
Anthony Vaccaro Jr Bill Callis Matt FerrellRaymond JamesSouthwest Securities10-04-2013
James D HallRaymond JamesUSCA Securities LLC$10003-13-2013
John Martin Ross Dowling and Joshua ZellerRaymond JamesWells Fargo Clearing Services, LLC$70004-26-2018
Keith Ferguson Brian Davis Brian Remson Allen Ferguson Jamie MontgomeryRaymond JamesWells Fargo Clearing Services, LLC$25011-16-2015
Merry Lyn Bagwell Scott WickeRaymond JamesWells Fargo Clearing Services, LLC$10009-21-2015
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.