Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Martin, Ross Dowling, and Joshua ZellerRaymond JamesWells Fargo Advisors$70004-26-2018
Randolph Price, Matthew PriceRaymond JamesRBC Wealth Management$60003-22-2018
Glen D. Smith, Robert L. CaseyRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$26212-27-2017
Wayne Green, Theresa GreenRaymond JamesMorgan Stanley$17009-21-2017
John Edgecomb Sr., John Robb Edgecomb Jr., Evette Mock-HernandezRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$20008-22-2017
Brian HartzellRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-30-2017
Ronald ButlerRaymond JamesCetera$40608-02-2016
Mark Southwell, Bill Martin, Sam DicksonRaymond JamesMorgan Stanley$18007-26-2016
Kristy McGee, Jennifer DayoubRaymond JamesMorgan Stanley$11004-18-2016
Keith Ferguson, Brian Davis, Brian Remson, Allen Ferguson, Jamie MontgomeryRaymond JamesWells Fargo Advisors$25011-16-2015
Ed Lancaster, Mike Lancaster, Dave LancasterRaymond JamesLPL Financial LLC LLC$16610-21-2015
Merry Lyn Bagwell, Scott WickeRaymond JamesWells Fargo Advisors$10009-21-2015
Dax A. Seale, Amber SealeRaymond JamesEdward Jones$15707-09-2015
Phil EggersRaymond JamesLPL Financial LLC LLC$15005-29-2015
James 'Trey' Mahan III, Gregory S. SniderRaymond JamesJPMorgan Chase & Co.$14105-08-2015
Michael R. Hostick, II, Michael D. CharlesRaymond JamesOppenheimer01-05-2015
Lynn Davis, Russell Baker, Chelsea Magby, Karen Martin, Rick PattersonRaymond JamesLPL Financial LLC LLC12-18-2014
Billy C. BelcherRaymond JamesEdward Jones$17511-26-2014
Doug Noble, Greg Bowden, Rod DahlRaymond JamesWells Fargo Advisors$22010-31-2013
Anthony Vaccaro, Jr., Bill Callis, Matt FerrellRaymond JamesSouthwest Securities10-04-2013
Stephen J. ValellyRaymond JamesJefferies$10005-15-2013
James D. HallRaymond JamesUSCA Securities LLC$10003-13-2013
Marlene M. Fowler, Christopher F. FowlerRaymond JamesMorgan Stanley$7001-13-2013
Lee Vaughan, John ConnellyRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$12502-24-2012
Cheryl PeschkeRaymond JamesMorgan Stanley$9210-03-2011
Next Page »

Showing 1 to 25 of 26 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.