Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mario Ignacio MedinaRaymond James & Associates, Inc.1st Bridgehouse Securities, LLC05-05-2011
Pettus Andrew Kincannon Jr.Raymond James & Associates, Inc.1st Global Capital Corp.03-10-2010
Brian Phillip SullivanRaymond James & Associates, Inc.ABN AMRO Clearing Chicago LLC01-08-2010
Jimmy Lee AllenRaymond James & Associates, Inc.Aegis Capital Corp.$2511-28-2016
Ashley Camille WarneRaymond James & Associates, Inc.AIG Capital Services, Inc.07-19-2010
Georgia D WorthingtonRaymond James & Associates, Inc.Allen, Mooney & Barnes Brokerage Services, LLC06-05-2014
Prentice James SangerRaymond James & Associates, Inc.Allstate Financial Services, LLC07-31-2013
George Parker SwiftRaymond James & Associates, Inc.American Capital Partners, LLC$106-17-2015
Andrew Richard LipseyRaymond James & Associates, Inc.American Funds Distributors, Inc.07-08-2015
Amanda Sue JenkinsRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.09-28-2018
Charles John LindholmRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.$10009-28-2018
William Benjamin WeberRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.$5009-28-2018
Timothy Edward KowalskiRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.09-04-2018
Richard Wyman Howells Jr.Raymond James & Associates, Inc.Ameriprise Financial Services, Inc.$5007-16-2018
Robert Dale DukateRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.$15006-08-2018
Robert Philip RegentRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.04-20-2018
David Irwin KatzRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.$10010-13-2017
Jeremy Daniel CantuRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.$112-06-2016
Christine Kim Anh VuRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.10-27-2016
Petra ZuntRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.10-05-2016
Patrick Gerard KeeganRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.05-03-2016
Timothy James BreslinRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.$5012-15-2015
Sue Ann VanniceRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.02-25-2015
Donald Thomas FuruyaRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.01-22-2015
Lilia R SchweitzerRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.12-19-2014
Next Page »

Showing 1 to 25 of 1,613 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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