Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kristian Kvols MartinRaymond James & Associates, Inc.Advisory Services Network03-09-2020
Jimmy Lee AllenRaymond James & Associates, Inc.Aegis Capital Corp.$2511-28-2016
Jon-Paul H WitkopRaymond James & Associates, Inc.Algonquin Advisors LLC05-12-2018
Traci Allysan CarrionRaymond James & Associates, Inc.Allstate Financial Services, LLC11-12-2019
George Parker SwiftRaymond James & Associates, Inc.American Capital Partners, LLC06-17-2015
Andrew Richard LipseyRaymond James & Associates, Inc.American Funds Distributors, Inc.07-08-2015
Mark Albright Michael Ward Andrew Dibble Cole Dimond Bob Olvera Reisha Fregoe Michael RichardsRaymond James & Associates, Inc.Ameriprise Financial Services, LLC$35002-20-2020
Greg Vandergrift Zach Vandergrift Kristin Lane Joshua GodsilRaymond James & Associates, Inc.Ameriprise Financial Services, LLC$17007-05-2019
Steven Walter SawyerRaymond James & Associates, Inc.Ameriprise Financial Services, LLC$2506-05-2020
Laurel Ann MarkleyRaymond James & Associates, Inc.Ameriprise Financial Services, LLC07-17-2019
Max Zachary PeretzkyRaymond James & Associates, Inc.Ameriprise Financial Services, LLC07-17-2019
Gregory David VandergriftRaymond James & Associates, Inc.Ameriprise Financial Services, LLC07-05-2019
Zachary Ryan VandergriftRaymond James & Associates, Inc.Ameriprise Financial Services, LLC07-05-2019
Craig Olin Vinson JrRaymond James & Associates, Inc.Ameriprise Financial Services, LLC04-18-2019
Deborah Michelle SossamanRaymond James & Associates, Inc.Ameriprise Financial Services, LLC02-12-2019
William Benjamin WeberRaymond James & Associates, Inc.Ameriprise Financial Services, LLC$5009-28-2018
Charles John LindholmRaymond James & Associates, Inc.Ameriprise Financial Services, LLC09-28-2018
Timothy Edward KowalskiRaymond James & Associates, Inc.Ameriprise Financial Services, LLC09-04-2018
John Patrick GallucciRaymond James & Associates, Inc.Ameriprise Financial Services, LLC$10008-03-2018
Christopher James PeszekRaymond James & Associates, Inc.Ameriprise Financial Services, LLC$5008-03-2018
Richard Wyman Howells JrRaymond James & Associates, Inc.Ameriprise Financial Services, LLC07-16-2018
Robert Dale DukateRaymond James & Associates, Inc.Ameriprise Financial Services, LLC$15006-08-2018
Robert Philip RegentRaymond James & Associates, Inc.Ameriprise Financial Services, LLC04-20-2018
David Irwin KatzRaymond James & Associates, Inc.Ameriprise Financial Services, LLC$10010-13-2017
Sarah Elizabeth HendersonRaymond James & Associates, Inc.Ameriprise Financial Services, LLC06-20-2017
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Showing 1 to 25 of 1,910 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.