Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bryan Christopher DunnRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00006-18-2019
Guillermo EliasRaymond James & Associates, Inc.Morgan Stanley$1,00006-11-2019
Alejandro Burrola HernandezRaymond James & Associates, Inc.Morgan Stanley$106-11-2019
Jorge A. RosasRaymond James & Associates, Inc.Morgan Stanley$15006-11-2019
Jamie Kenneth MoultonRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5006-07-2019
Matthew David KothRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-07-2019
Michelle Lapid MarquezRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5005-31-2019
Paul Charles MahlerRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00005-31-2019
William C. MillerRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$16003-22-2019
Dominick DiBonaRaymond James & Associates, Inc.UBS Financial Services Inc.$19003-29-2019
Leonard 'LJ' BonifaceRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$13703-21-2019
Daniel Arthur NickowRaymond James & Associates, Inc.Mesirow Financial , Inc.$15005-29-2019
Brett H. SalzerRaymond James & Associates, Inc.Mesirow Financial , Inc.$15005-29-2019
Ginamarie SchembreRaymond James & Associates, Inc.Janney Montgomery Scott LLC05-28-2019
David LungRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1005-28-2019
Robert David PearsonRaymond James & Associates, Inc.Morgan Stanley$1,00005-24-2019
David LungRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1005-24-2019
David L FrankRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5005-23-2019
Ginamarie SchembreRaymond James & Associates, Inc.Janney Montgomery Scott LLC05-22-2019
Philip W. CollierRaymond James & Associates, Inc.T. ROWE PRICE ADVISORY SERVICES, INC.$105-17-2019
Philip W. CollierRaymond James & Associates, Inc.T. Rowe Price Advisory Services, Inc.$105-17-2019
Douglas J MarkenRaymond James & Associates, Inc.Morgan Stanley$5005-13-2019
William Rustin SeyleRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5005-07-2019
Joseph Marie Andreoli Jr.Raymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10005-07-2019
Timothy Francis HickeyRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10005-03-2019
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Showing 1 to 25 of 1,613 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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