Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Enrique Triana, Ricardo KassinRaymond James & Associates, Inc.UBS Financial Services Inc. $50704-06-2020
Stephen Paul Seefried Jr.Raymond James & Associates, Inc.Trinity Wealth Securities, L.L.C.04-30-2020
Pamela Ann StonerRaymond James & Associates, Inc.RBC Capital Markets, LLC04-14-2020
Stephen Blake BurtonRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-09-2020
Jason Anthony JachimowiczRaymond James & Associates, Inc.Morgan Stanley04-07-2020
Lynn Ann ShookRaymond James & Associates, Inc.Morgan Stanley04-07-2020
Kevin David MeyerRaymond James & Associates, Inc.OneAmerica Securities, Inc.04-06-2020
Michael MontalvoRaymond James & Associates, Inc.Cetera Investment Services LLC04-06-2020
Enrique Triana Sr.Raymond James & Associates, Inc.UBS Financial Services Inc.04-06-2020
Dustin Graham EllisRaymond James & Associates, Inc.Charles Schwab & Co., Inc.04-06-2020
Eric Christopher GilbertRaymond James & Associates, Inc.Next Financial Group, Inc.04-03-2020
Michael Robert FerconioRaymond James & Associates, Inc.UBS Financial Services Inc.$2504-01-2020
Rodney Ray HansenRaymond James & Associates, Inc.Stephens04-01-2020
Joseph Anthony HamiltonRaymond James & Associates, Inc.Robert W. Baird & Co. Incorporated03-30-2020
Anna Strahs Strahs WattsRaymond James & Associates, Inc.Wells Fargo Advisors Financial Network, LLC03-30-2020
Varyk KutnickRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-27-2020
Jenna Joscelyn Burt-WeeksRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-27-2020
Joseph A. CarringtonRaymond James & Associates, Inc.Morgan Stanley03-20-2020
Steven Alexander MyersRaymond James & Associates, Inc.Charles Schwab & Co., Inc.03-16-2020
Kristian Kvols MartinRaymond James & Associates, Inc.Advisory Services Network03-09-2020
Conor Joseph SheehanRaymond James & Associates, Inc.Cambridge Investment Research, Inc.03-09-2020
Kelly Marie StewartRaymond James & Associates, Inc.J.P. Morgan Securities LLC03-05-2020
Dylan Grant JohnsonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC03-03-2020
Julio Marcelino RevueltaRaymond James & Associates, Inc.Safra Securities LLC03-02-2020
Richard Thomas BartowRaymond James & Associates, Inc.Resources Investment Advisors$1003-02-2020
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Showing 1 to 25 of 2,372 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.