Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Isham Cordell Jr.Raymond James & Associates, Inc.Citigroup Global Markets Inc.$10001-06-2009
Harold Kenneth ReinkingRaymond James & Associates, Inc.Citigroup Global Markets Inc.$10001-09-2009
James Martin Heinen Sr.Raymond James & Associates, Inc.Wells Fargo Clearing Services, LLC01-09-2009
Kenneth Lee NettletonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5001-09-2009
Richard Allen GajdosRaymond James & Associates, Inc.Citigroup Global Markets Inc.01-09-2009
Benjamin Haydon Spalding IIIRaymond James & Associates, Inc.Morgan Stanley & Co. LLC01-13-2009
Gary Steven WeissRaymond James & Associates, Inc.Citigroup Global Markets Inc.$5001-16-2009
Glen Roland GabrielsonRaymond James & Associates, Inc.Citigroup Global Markets Inc.01-16-2009
Harold Lannie Cragg, Barry Walter Wold, Ryan Davis WoldRaymond James & Associates, Inc.Robert W. Baird & Co. Incorporated01-16-2009
Joseph Paul GoebelRaymond James & Associates, Inc.Robert W. Baird & Co. Incorporated$5001-16-2009
Ruth Ellen SpringerRaymond James & Associates, Inc.Robert W. Baird & Co. Incorporated$10001-16-2009
Willard James WarwickRaymond James & Associates, Inc.Robert W. Baird & Co. Incorporated01-16-2009
William David NewmanRaymond James & Associates, Inc.Foresters Financial Services, Inc.$101-16-2009
Brian Darrell HaugenRaymond James & Associates, Inc.UBS Financial Services Inc.$10001-23-2009
David Mark WaddleRaymond James & Associates, Inc.UBS Financial Services Inc.01-23-2009
John Raymond MarkleRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-23-2009
Steven Andrew CannRaymond James & Associates, Inc.UBS Financial Services Inc.$10001-23-2009
David Fortner JonesRaymond James & Associates, Inc.UBS Financial Services Inc.$10001-30-2009
Diana K GrayRaymond James & Associates, Inc.Morgan Stanley & Co. LLC01-30-2009
Lisa Lynn StellaRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$6701-30-2009
Lori M BrownRaymond James & Associates, Inc.Morgan Stanley & Co. LLC01-30-2009
Robert W Bass Jr.Raymond James & Associates, Inc.Morgan Stanley & Co. LLC01-30-2009
Sonia Prentice GrahamRaymond James & Associates, Inc.Morgan Stanley & Co. LLC01-30-2009
Charles M BonatakisRaymond James & Associates, Inc.Morgan Stanley & Co. LLC$10002-02-2009
John S BonatakisRaymond James & Associates, Inc.Morgan Stanley & Co. LLC$10002-02-2009
Next Page »

Showing 1 to 25 of 1,625 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.