Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dominique Anisha IngoldRaymond James & Associates, Inc.Raymond James & Associates, Inc.01-06-2009
Brian Frederick RandallRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10001-09-2009
James Martin Heinen Sr.Raymond James & Associates, Inc.Wells Fargo Clearing Services, LLC01-09-2009
Kenneth Lee NettletonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC01-09-2009
Vicky Sue CampbellRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC01-09-2009
Richard Allen GajdosRaymond James & Associates, Inc.Citigroup Global Markets Inc.$5001-09-2009
Harold Kenneth ReinkingRaymond James & Associates, Inc.Citigroup Global Markets Inc.01-09-2009
Benjamin Haydon Spalding IIIRaymond James & Associates, Inc.Morgan Stanley & Co. LLC$7501-13-2009
Ruth Ellen SpringerRaymond James & Associates, Inc.Robert W. Baird & Co. Incorporated01-16-2009
William David NewmanRaymond James & Associates, Inc.Foresters Financial Services, Inc.01-16-2009
Joseph Paul GoebelRaymond James & Associates, Inc.Robert W. Baird & Co. Incorporated$2501-16-2009
Harold Lannie CraggRaymond James & Associates, Inc.Robert W. Baird & Co. Incorporated$5001-16-2009
Barry Walter WoldRaymond James & Associates, Inc.Robert W. Baird & Co. Incorporated01-16-2009
Gary Steven WeissRaymond James & Associates, Inc.Citigroup Global Markets Inc.$15001-16-2009
Willard James WarwickRaymond James & Associates, Inc.Robert W. Baird & Co. Incorporated$15001-16-2009
Ryan Davis WoldRaymond James & Associates, Inc.Robert W. Baird & Co. Incorporated01-16-2009
Glen Roland GabrielsonRaymond James & Associates, Inc.Citigroup Global Markets Inc.$1001-16-2009
John Raymond MarkleRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-23-2009
David Mark WaddleRaymond James & Associates, Inc.UBS Financial Services Inc.01-23-2009
Brian Darrell HaugenRaymond James & Associates, Inc.UBS Financial Services Inc.$15001-23-2009
Steven Andrew CannRaymond James & Associates, Inc.UBS Financial Services Inc.01-23-2009
Gerald Daniel SaelzerRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5001-27-2009
David Fortner JonesRaymond James & Associates, Inc.UBS Financial Services Inc.$10001-30-2009
Robert W. Bass Jr.Raymond James & Associates, Inc.Morgan Stanley & Co. LLC01-30-2009
Lisa Lynn StellaRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-30-2009
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Showing 1 to 25 of 2,370 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.