Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Marc ReeseRaymond James & Associates, Inc.Morgan Stanley12-18-2018
Christopher Michael BozasRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-04-2018
Christopher Michael LussierRaymond James & Associates, Inc.UBS Financial Services Inc.09-04-2015
Christopher Michael MclaughlinRaymond James & Associates, Inc.FBT Advisors, Inc.$5008-07-2017
Christopher Michael MellonRaymond James & Associates, Inc.Edward Jones04-19-2016
Christopher R BoydRaymond James & Associates, Inc.Voya Financial Partners, LLC$5005-14-2014
Christopher Russell RaftaryRaymond James & Associates, Inc.Jackson National Life Distributors LLC12-15-2016
Christopher S WengRaymond James & Associates, Inc.UBS Financial Services Inc.05-30-2019
Christopher Scott FinklerRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC09-30-2015
Christopher Shannon MontgomeryRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00007-28-2017
Christopher Stephen GalloRaymond James & Associates, Inc.J.P. Morgan Securities LLC$15005-11-2018
Christopher Stephen JohnsonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00008-16-2019
Christopher Tod SmithRaymond James & Associates, Inc.Morgan Stanley02-12-2015
Christopher Tyler MercerRaymond James & Associates, Inc.Morgan Stanley$5005-11-2012
Christopher WeidlerRaymond James & Associates, Inc.Morgan Stanley09-18-2015
Christy Ann CornellRaymond James & Associates, Inc.LPL Financial LLC$601-30-2014
Cindy Michele CookRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5010-07-2019
Claire Cofer FriedrichsRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10003-22-2013
Claire Rodrigue CooneyRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5001-03-2014
Clarence Edward McClain JrRaymond James & Associates, Inc.CUNA Brokerage Services, Inc.06-15-2020
Clark Edward MorrisonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00004-27-2018
Claude Michael ParrottRaymond James & Associates, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$10012-12-2018
Claudia E TaparaRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2020
Claus Dieter MeyerRaymond James & Associates, Inc.Edward Jones$2806-14-2012
Clay William BrandtRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15005-25-2018
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Showing 276 to 300 of 1,910 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.