Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Craig Richard DemossRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.01-02-2013
Craig Ronald CrooneRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.09-25-2012
Craigen Scott SchoenRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$15002-13-2013
Crawford Grandy PeaceRaymond James & Associates, Inc.Morgan Stanley$1003-08-2013
Crystal Kay WarrenRaymond James & Associates, Inc.Securian Financial Services, Inc.05-16-2011
Curtis James YoungRaymond James & Associates, Inc.Morgan Stanley$5009-01-2017
Cynthia Elaine HarlessRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.02-13-2013
Cynthia Jane RichardsRaymond James & Associates, Inc.Broker Dealer Financial Services Corp.12-31-2012
Cynthia Jean MitchellRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$2502-13-2013
Cynthia Jo GilmoreRaymond James & Associates, Inc.Morgan Stanley & Co. LLC$10003-13-2009
Cynthia Lee HendricksonRaymond James & Associates, Inc.Securities America, Inc.08-26-2016
Cynthia Lynne ParkerRaymond James & Associates, Inc.Morgan Stanley12-07-2012
Daane Etheridge IIRaymond James & Associates, Inc.Howe Barnes Hoefer & Arnett, Inc.04-01-2011
Dale Michael JurekRaymond James & Associates, Inc.Morgan Stanley11-01-2013
Dale Waymon StoverRaymond James & Associates, Inc.FTN Financial Securities Corp07-21-2014
Dallah Anderson Forrest Jr.Raymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-23-2009
Damon Michael HendersonRaymond James & Associates, Inc.RBC Capital Markets, LLC$2509-05-2014
Dana Andrew RickerRaymond James & Associates, Inc.Morgan Stanley$10006-20-2013
Dana Paul GoldfarbRaymond James & Associates, Inc.Oppenheimer & Co. Inc.$5002-19-2010
Daniel Alexander LockwoodRaymond James & Associates, Inc.Waddell & Reed11-29-2017
Daniel Arnaud RolandRaymond James & Associates, Inc.Morgan Stanley09-15-2015
Daniel Bryan ParkerRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$10002-13-2013
Daniel Charles HerronRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC06-19-2015
Daniel David HermanRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.02-13-2013
Daniel Erwin JacusRaymond James & Associates, Inc.J.P. Morgan Securities LLC01-30-2019
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Showing 326 to 350 of 2,029 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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