Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Marion HughesRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$15002-13-2013
Alan Scott MooreRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$6806-15-2018
Alana P ScottRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5006-30-2017
Albert Charles Boris IIIRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$50009-06-2016
Albert Henley GreenRaymond James & Associates, Inc.UBS Financial Services Inc.12-02-2011
Albert John GreggRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$10009-06-2016
Alec HagenRaymond James & Associates, Inc.Hantz Financial Services, Inc.06-19-2018
Alejandro Burrola HernandezRaymond James & Associates, Inc.Morgan Stanley06-06-2019
Alex Ivan GallegoRaymond James & Associates, Inc.Stifel, Nicolaus & Company, Incorporated$5001-02-2014
Alexander Bryan Jr.Raymond James & Associates, Inc.UBS Financial Services Inc.$15005-05-2015
Alexander Jackson MooreRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00010-12-2018
Alexander Nicholas ChristonRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$2,00009-06-2016
Alexander Opoulos IVRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5011-13-2009
Alexander Ray DrexelRaymond James & Associates, Inc.PNC Investments09-16-2015
Alexander Samuel FernbergerRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-19-2016
Alexander ShihRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.01-02-2013
Alexander Taylor Strange IIIRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$5002-13-2013
Alfred Glen SickingerRaymond James & Associates, Inc.J.P. Morgan Securities LLC02-12-2015
Alfred Joseph EsproRaymond James & Associates, Inc.Morgan Stanley$2508-16-2019
Alfred Joseph EsproRaymond James & Associates, Inc.Morgan Stanley$2508-16-2019
Alfred Joseph EsproRaymond James & Associates, Inc.Morgan Stanley$2508-16-2019
Alfred Lafayette Stratford IIIRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$5002-13-2013
Ali Z DhanjiRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-16-2019
Alison Root MeyerRaymond James & Associates, Inc.Morgan Stanley06-14-2013
Allan Mark GottliebRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$10002-13-2013
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Showing 26 to 50 of 2,036 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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