Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Philip PearceRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$2502-13-2013
Andrew R. KochRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-22-2016
Andrew Richard LipseyRaymond James & Associates, Inc.American Funds Distributors, Inc.07-08-2015
Andrew SpearsRaymond James & Associates, Inc.LPL Financial LLC05-16-2018
Andrew Stephenson BurdRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.02-13-2013
Andrew Tyler FortRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$2502-13-2013
Angela Dawn WaltonRaymond James & Associates, Inc.Edward Jones$10010-27-2010
Angela Earnhardt BarnhartRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.02-13-2013
Angela Michele ConleyRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$5002-13-2013
Angele Mary OlsenRaymond James & Associates, Inc.SagePoint Financial, Inc.07-07-2016
Angie Wyatt DenmarkRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.02-13-2013
Ann Bodenheimer FlemingRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10001-17-2014
Anna Marie BuckhalterRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC10-05-2018
Anne Barbara PlattRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$5002-13-2013
Anne E. RoutonRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.02-13-2013
Anneliese Hill WattsRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.02-13-2013
Annette RosenfieldRaymond James & Associates, Inc.Morgan Stanley11-21-2012
Anthony AgostaRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5005-22-2014
Anthony Charles HanRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$5009-06-2016
Anthony David AllenRaymond James & Associates, Inc.Morgan Stanley09-06-2017
Anthony Edward WilliamsRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-07-2012
Anthony Francis PanuccioRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$10002-13-2013
Anthony John RomanoRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.02-13-2013
Anthony Louis IacobucciRaymond James & Associates, Inc.MML Investors Services, LLC12-16-2015
Anthony M. CadieuxRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-18-2018
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Showing 76 to 100 of 2,034 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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