Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Benjamin Sheppard Willis Jr.Raymond James & Associates, Inc.Deutsche Bank Securities Inc.$10009-06-2016
Bernard Edward Packard IIRaymond James & Associates, Inc.Morgan Stanley$5009-03-2009
Bernard J CohenRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$15002-13-2013
Bernard Joseph HaselhorstRaymond James & Associates, Inc.UBS Financial Services Inc.$5008-31-2018
Bernard Karl SemonRaymond James & Associates, Inc.Morgan Stanley$5008-07-2015
Betty Ann WallaceRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.02-13-2013
Betty Barker Schutte-BoxRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$2510-05-2018
Betty Jane NapierRaymond James & Associates, Inc.Citigroup Global Markets Inc.$5004-09-2009
Beverly Ann AinsleyRaymond James & Associates, Inc.Morgan Stanley09-03-2009
Beverly Kay SchmittRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC04-29-2019
Bill GrousRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$22809-06-2016
Billy Alexander MockRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$1002-13-2013
Bjorn AndersenRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$5002-13-2013
Blake E GordonRaymond James & Associates, Inc.Capitol Securities Management, Inc.$1002-15-2017
Blake Peter Bergeron Jr.Raymond James & Associates, Inc.LPL Financial LLC11-14-2014
Bonnie Kaye Adamczak-BrownRaymond James & Associates, Inc.UBS Financial Services Inc.$5002-26-2010
Bradford Brindley LottRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC09-27-2018
Bradford Lawrence FlowersRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$2003-17-2017
Bradford Skidmore ParsonsRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-17-2017
Bradley Joseph KaminskiRaymond James & Associates, Inc.Oppenheimer & Co. Inc.$5002-24-2017
Bradley Joseph LaconteRaymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
Bradley Roger KastanRaymond James & Associates, Inc.J.P. Morgan Securities LLC$15009-06-2013
Bradley S. LayRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.02-13-2013
Bradley Scott MillsRaymond James & Associates, Inc.UBS Financial Services Inc.05-10-2016
Bradley Shay ScottRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.01-02-2013
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Showing 126 to 150 of 2,036 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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