Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carlos A HurtadoRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC08-03-2015
Carlos Andres CastanedaRaymond James & Associates, Inc.J.P. Morgan Securities LLC07-20-2018
Carlos LievanoRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.02-13-2013
Carlos MunozlucasRaymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
Carlos NinoRaymond James & Associates, Inc.Morgan Stanley02-15-2019
Carlton Lindsay BrownRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC05-16-2014
Carol Cato KeathleyRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$5002-13-2013
Carol Lynn EmpieRaymond James & Associates, Inc.Morgan Stanley$15006-12-2009
Caroline Maclean SinclairRaymond James & Associates, Inc.Edward Jones12-05-2014
Carolyn Ann CrenshawRaymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
Carolyn Nicholson HashRaymond James & Associates, Inc.UBS Financial Services Inc.$10001-25-2011
Carrie LindRaymond James & Associates, Inc.Stifel, Nicolaus & Company, Incorporated09-11-2015
Carrington Eggleston CoulterRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.02-13-2013
Carroll Prim Wood IIIRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.02-13-2013
Cary Gilbreth BeckRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.02-13-2013
Casey Alexander RaineyRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.02-13-2013
Casey BulginRaymond James & Associates, Inc.Morgan Stanley01-18-2013
Caspar Tudor-PoleRaymond James & Associates, Inc.J.P. Morgan Securities LLC04-12-2018
Cassandra Moore RinehartRaymond James & Associates, Inc.JRS Investments and Wealth Preservation, LLC$15004-09-2019
Catherine Frisbee MillerRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$10002-13-2013
Catherine Michelle HunterRaymond James & Associates, Inc.UBS Financial Services Inc.12-13-2013
Cathy Lynne BeasleyRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$10002-13-2013
Ceferino RodriguezRaymond James & Associates, Inc.Investacorp, Inc.11-03-2016
Chad A. GardnerRaymond James & Associates, Inc.BBVA Securities Inc.$2506-22-2016
Chad Christian HaywardRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$1002-13-2013
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Showing 201 to 225 of 2,034 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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