Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Charles PisciaRaymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
Aaron Clay HickmanRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.09-28-2012
Aaron Jason WernerRaymond James & Associates, Inc.Stonnington Group, LLC$15006-30-2010
Aaron Joseph PawlakRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5007-14-2017
Aaron Michael GallowayRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC04-21-2017
Aaron Ray HarrisRaymond James & Associates, Inc.Northwestern Mutual Investment Services, LLC02-15-2018
Aaron Scott BelgardRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.02-13-2013
Aaron W. HollisterRaymond James & Associates, Inc.Waddell & Reed08-28-2015
Abduhl K. MashhoonRaymond James & Associates, Inc.Commonwealth Financial Network$5001-30-2015
Abu B M FarukhRaymond James & Associates, Inc.Morgan Stanley$5002-29-2012
Adam James ObluckRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5007-13-2018
Adam Laurence TheriaultRaymond James & Associates, Inc.INTL FCStone Financial Inc.02-13-2019
Adam Saul FrankfortRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$15009-06-2016
Addison Palmer Knight Jr.Raymond James & Associates, Inc.Morgan Stanley$1002-18-2011
Adrian Fernando DoddsRaymond James & Associates, Inc.Voya Financial Advisors, Inc.11-13-2014
Adriana Jeanine FrazierRaymond James & Associates, Inc.M. R. Beal & Company11-11-2013
Adriana Maria Bastos-RandallRaymond James & Associates, Inc.McDonald Partners LLC$2504-09-2018
Aimee Kathleen ZedlitzRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$1002-13-2013
Aimee Lee BoggsRaymond James & Associates, Inc.Morgan Stanley11-14-2013
Al Christopher MyrieRaymond James & Associates, Inc.J.P. Morgan Securities LLC12-02-2014
Alan Alfonso LazzaraRaymond James & Associates, Inc.William Blair04-15-2016
Alan Bruce ElovitzRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15001-24-2014
Alan Isaac SassonRaymond James & Associates, Inc.Wells Fargo Advisors Financial Network, LLC06-22-2012
Alan James SpilkerRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10008-28-2013
Alan John HenryRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10011-06-2015
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Showing 1 to 25 of 2,049 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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