Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Alford, Claudia TaparaRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2020
Aaron Allan PottichenRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-17-2012
Aaron Jason WernerRaymond James & Associates, Inc.Stonnington Group, LLC06-30-2010
Aaron Joseph PawlakRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5007-14-2017
Aaron Michael GallowayRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC04-21-2017
Aaron Michael MccubbinRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC04-28-2017
Aaron Ray HarrisRaymond James & Associates, Inc.Northwestern Mutual Investment Services, LLC02-15-2018
Aaron W. HollisterRaymond James & Associates, Inc.Waddell & Reed08-28-2015
Abduhl K. MashhoonRaymond James & Associates, Inc.Commonwealth Financial Network$5001-30-2015
Abu B M FarukhRaymond James & Associates, Inc.Morgan Stanley$10002-29-2012
Adam Bryant HawksRaymond James & Associates, Inc.Robert W. Baird & Co. Incorporated08-19-2011
Adam D. LoweRaymond James & Associates, Inc.J.P. Morgan Securities LLC09-20-2019
Adam David ProgerRaymond James & Associates, Inc.UBS Financial Services Inc.09-03-2019
Adam Douglas BurgessRaymond James & Associates, Inc.Farmers Financial Solutions, LLC09-05-2018
Adam James CampbellRaymond James & Associates, Inc.Citigroup Global Markets Inc.$1004-17-2009
Adam James ObluckRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5007-13-2018
Adam Joseph TempletonRaymond James & Associates, Inc.Virtu Americas LLC04-04-2013
Adam Laurence TheriaultRaymond James & Associates, Inc.INTL FCStone Financial Inc.02-13-2019
Adam Lee CoselmonRaymond James & Associates, Inc.Morgan Stanley$2505-08-2015
Adam S. AldrichRaymond James & Associates, Inc.VALIC Financial Advisors, Inc.$1003-18-2013
Addison Palmer Knight Jr.Raymond James & Associates, Inc.Morgan Stanley$1002-18-2011
Adrian Fernando DoddsRaymond James & Associates, Inc.Voya Financial Advisors, Inc.$5011-13-2014
Adriana Jeanine FrazierRaymond James & Associates, Inc.M. R. Beal & Company11-11-2013
Adriana Maria Bastos-RandallRaymond James & Associates, Inc.McDonald Partners LLC$2504-09-2018
Adriana N SormaniRaymond James & Associates, Inc.UBS Financial Services Inc.09-03-2019
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Showing 1 to 25 of 2,370 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.