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Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Warren CaprezRaymond James & Associates, Inc.Hilltop Securities Inc.$5007-31-2015
Bill John CallisRaymond James & Associates, Inc.Hilltop Securities Inc.$15011-15-2013
Anthony Frank Vaccaro Jr.Raymond James & Associates, Inc.Hilltop Securities Inc.10-04-2013
Donald Matthew FerrellRaymond James & Associates, Inc.Hilltop Securities Inc.10-04-2013
Tuan Manh NguyenRaymond James & Associates, Inc.Hilltop Securities Inc.05-06-2013
George L WinnebergerRaymond James & Associates, Inc.Hilltop Securities Inc.$15011-26-2010
Walter Eugene HoppRaymond James & Associates, Inc.Hilltop Securities Inc.11-18-2010
Richard William HawkinsRaymond James & Associates, Inc.Hilltop Securities Inc.$2511-17-2010
Patricia Lynn LandisRaymond James & Associates, Inc.Hilltop Securities Inc.11-08-2010
David John PollakRaymond James & Associates, Inc.Hilltop Securities Inc.11-05-2010
John Russell AdamsRaymond James & Associates, Inc.Hilltop Securities Inc.$1011-05-2010
Penne Wilson StaffordRaymond James & Associates, Inc.Hilltop Securities Inc.$2504-21-2010
Stanley Eugene AllredRaymond James & Associates, Inc.Hilltop Securities Inc.$10003-19-2010
Lisa Cameron JonesRaymond James & Associates, Inc.Hilltop Securities Inc.$15003-19-2010
Jonathan Logan AllredRaymond James & Associates, Inc.Hilltop Securities Inc.03-19-2010

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.