Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Al Christopher MyrieRaymond James & Associates, Inc.J.P. Morgan Securities LLC12-02-2014
Alfred Glen SickingerRaymond James & Associates, Inc.J.P. Morgan Securities LLC02-12-2015
Benjamin CohenRaymond James & Associates, Inc.J.P. Morgan Securities LLC$10002-28-2014
Bradley Roger KastanRaymond James & Associates, Inc.J.P. Morgan Securities LLC$15009-06-2013
Brian Dalton ShepardRaymond James & Associates, Inc.J.P. Morgan Securities LLC$5009-06-2013
Brian James LambRaymond James & Associates, Inc.J.P. Morgan Securities LLC02-12-2015
Carlos Andres CastanedaRaymond James & Associates, Inc.J.P. Morgan Securities LLC07-20-2018
Caspar Tudor-PoleRaymond James & Associates, Inc.J.P. Morgan Securities LLC04-12-2018
Christopher Stephen GalloRaymond James & Associates, Inc.J.P. Morgan Securities LLC$15005-11-2018
Daniel Erwin JacusRaymond James & Associates, Inc.J.P. Morgan Securities LLC01-30-2019
Edward Charles Baldwin Sr.Raymond James & Associates, Inc.J.P. Morgan Securities LLC08-13-2013
Harmon Sanders Dickson Jr.Raymond James & Associates, Inc.J.P. Morgan Securities LLC06-15-2016
Howard FranzblauRaymond James & Associates, Inc.J.P. Morgan Securities LLC$10012-02-2014
Howard Gilford Johnson IIIRaymond James & Associates, Inc.J.P. Morgan Securities LLC$7707-21-2017
Jack T. BayerRaymond James & Associates, Inc.J.P. Morgan Securities LLC07-31-2017
Jacob Steven PiotraczkRaymond James & Associates, Inc.J.P. Morgan Securities LLC06-11-2019
James Arthur BowmanRaymond James & Associates, Inc.J.P. Morgan Securities LLC$10009-06-2013
James Hamilton WeymouthRaymond James & Associates, Inc.J.P. Morgan Securities LLC$10007-02-2014
James William Shircliff IIIRaymond James & Associates, Inc.J.P. Morgan Securities LLC$5003-14-2014
Jason FranzblauRaymond James & Associates, Inc.J.P. Morgan Securities LLC12-02-2014
Jason Lee TiserRaymond James & Associates, Inc.J.P. Morgan Securities LLC09-25-2015
Jill Garvey LohrRaymond James & Associates, Inc.J.P. Morgan Securities LLC$2502-08-2017
John Joseph Postel IIIRaymond James & Associates, Inc.J.P. Morgan Securities LLC04-16-2018
Jon A DuprauRaymond James & Associates, Inc.J.P. Morgan Securities LLC$5004-12-2018
Jon Travis RiceRaymond James & Associates, Inc.J.P. Morgan Securities LLC11-03-2014
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Showing 1 to 25 of 40 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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