Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Alford, Claudia TaparaRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2020
Aaron Allan PottichenRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-17-2012
Aaron Joseph PawlakRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5007-14-2017
Alan James SpilkerRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10008-28-2013
Alana P ScottRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5006-30-2017
Alexander Opoulos IVRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5011-13-2009
Alexander Samuel FernbergerRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-19-2016
Alexandra EichlerRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-24-2013
Ali Z DhanjiRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-16-2019
Allen John KowalskiRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-04-2010
Allyn Lindley DonaubauerRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10009-05-2014
Andre Paul DugasRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-22-2013
Andrea Corella Saint-PereRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-27-2018
Andrew Gerrets NecaiseRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-30-2019
Andrew James StoutRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15010-05-2012
Andrew Michael WaldbaumRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5007-10-2014
Andrew R. KochRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-22-2016
Anthony Edward WilliamsRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1012-07-2012
Anthony M. CadieuxRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-18-2018
Ariel BobroffRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-16-2019
Arthur J SpringerRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10011-03-2017
Arthur William Mcallister Jr.Raymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-29-2009
Austin T. FountainRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-28-2016
Beth Lauren DeckerRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-28-2017
Bob Dale CackleyRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10011-28-2017
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Showing 1 to 25 of 307 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.