Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Enrique Triana, Ricardo KassinRaymond James & Associates, Inc.UBS Financial Services Inc. $50704-06-2020
Enrique Triana Sr.Raymond James & Associates, Inc.UBS Financial Services Inc.04-06-2020
Michael Robert FerconioRaymond James & Associates, Inc.UBS Financial Services Inc.$2504-01-2020
Matthew J. GorgolRaymond James & Associates, Inc.UBS Financial Services Inc.01-29-2020
Martin Alan DiamondRaymond James & Associates, Inc.UBS Financial Services Inc.01-03-2020
David Harris ColinRaymond James & Associates, Inc.UBS Financial Services Inc.01-03-2020
Cristina CurialeRaymond James & Associates, Inc.UBS Financial Services Inc.01-03-2020
Ricardo Kassin-NasserRaymond James & Associates, Inc.UBS Financial Services Inc.12-02-2019
Anthony Raymond LottRaymond James & Associates, Inc.UBS Financial Services Inc.11-14-2019
Ryan James PaschenRaymond James & Associates, Inc.UBS Financial Services Inc.11-14-2019
John Leroy HutchinsonRaymond James & Associates, Inc.UBS Financial Services Inc.10-31-2019
Michael Jay RowlandRaymond James & Associates, Inc.UBS Financial Services Inc.$10010-30-2019
James Alfred DucharmeRaymond James & Associates, Inc.UBS Financial Services Inc.$10010-30-2019
Michael Charles RowlandRaymond James & Associates, Inc.UBS Financial Services Inc.$5010-30-2019
Steven Edwin LeclairRaymond James & Associates, Inc.UBS Financial Services Inc.$5010-29-2019
Richard Baker AustinRaymond James & Associates, Inc.UBS Financial Services Inc.10-10-2019
Paul F. GrambschRaymond James & Associates, Inc.UBS Financial Services Inc.09-03-2019
Arun SardanaRaymond James & Associates, Inc.UBS Financial Services Inc.$2509-03-2019
Adriana N SormaniRaymond James & Associates, Inc.UBS Financial Services Inc.09-03-2019
Adam David ProgerRaymond James & Associates, Inc.UBS Financial Services Inc.09-03-2019
Reilly LoflinRaymond James & Associates, Inc.UBS Financial Services Inc.09-03-2019
Martha Jean SiefmanRaymond James & Associates, Inc.UBS Financial Services Inc.$10008-30-2019
Mark Steven HahnRaymond James & Associates, Inc.UBS Financial Services Inc.$10008-30-2019
Ricardo James ArmijoRaymond James & Associates, Inc.UBS Financial Services Inc.08-30-2019
Timothy Matthew CooperRaymond James & Associates, Inc.UBS Financial Services Inc.$15008-30-2019
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Showing 1 to 25 of 205 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.