Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Mark WaddleRaymond James & Associates, Inc.UBS Financial Services Inc.01-23-2009
Brian Darrell HaugenRaymond James & Associates, Inc.UBS Financial Services Inc.$15001-23-2009
Steven Andrew CannRaymond James & Associates, Inc.UBS Financial Services Inc.01-23-2009
David Fortner JonesRaymond James & Associates, Inc.UBS Financial Services Inc.$10001-30-2009
Michael Anthony SerafinoRaymond James & Associates, Inc.UBS Financial Services Inc.$2502-03-2009
Geoffrey William MooreRaymond James & Associates, Inc.UBS Financial Services Inc.$20002-03-2009
Kenneth James SchendenRaymond James & Associates, Inc.UBS Financial Services Inc.$10003-23-2009
Matthew John ZandiRaymond James & Associates, Inc.UBS Financial Services Inc.$15003-23-2009
Donald Rex WelchRaymond James & Associates, Inc.UBS Financial Services Inc.04-09-2009
Leslie James KenyonRaymond James & Associates, Inc.UBS Financial Services Inc.$5004-24-2009
Larry Allen WildesRaymond James & Associates, Inc.UBS Financial Services Inc.$2504-27-2009
Bruce Lynn TaylorRaymond James & Associates, Inc.UBS Financial Services Inc.$5004-30-2009
Thomas Marshall ChambersRaymond James & Associates, Inc.UBS Financial Services Inc.$2505-01-2009
Stephen M AshworthRaymond James & Associates, Inc.UBS Financial Services Inc.$2505-06-2009
Paul Frederick ClarkRaymond James & Associates, Inc.UBS Financial Services Inc.05-15-2009
Stephen George SykesRaymond James & Associates, Inc.UBS Financial Services Inc.$15005-15-2009
James J FalcioneRaymond James & Associates, Inc.UBS Financial Services Inc.05-26-2009
Dwayne Mark PeltierRaymond James & Associates, Inc.UBS Financial Services Inc.$15007-13-2009
Robert Michael Di FalcoRaymond James & Associates, Inc.UBS Financial Services Inc.$5009-25-2009
Steven T. FoxRaymond James & Associates, Inc.UBS Financial Services Inc.11-01-2009
Robert C. BartoRaymond James & Associates, Inc.UBS Financial Services Inc.12-04-2009
Brenda Jane IonRaymond James & Associates, Inc.UBS Financial Services Inc.12-04-2009
Gail Berkeley HaleyRaymond James & Associates, Inc.UBS Financial Services Inc.$5001-08-2010
Ryan Andrew BrassardRaymond James & Associates, Inc.UBS Financial Services Inc.01-11-2010
Peter William MuehleckRaymond James & Associates, Inc.UBS Financial Services Inc.$2502-12-2010
Next Page »

Showing 1 to 25 of 205 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.