Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Darrell HaugenRaymond James & Associates, Inc.UBS Financial Services Inc.$15001-23-2009
Steven Andrew CannRaymond James & Associates, Inc.UBS Financial Services Inc.01-23-2009
David Fortner JonesRaymond James & Associates, Inc.UBS Financial Services Inc.$10001-30-2009
Michael Anthony Serafino, Geoffrey William MooreRaymond James & Associates, Inc.UBS Financial Services Inc.$2502-03-2009
Matthew John ZandiRaymond James & Associates, Inc.UBS Financial Services Inc.$15003-23-2009
Kenneth James SchendenRaymond James & Associates, Inc.UBS Financial Services Inc.$10003-23-2009
Donald Rex WelchRaymond James & Associates, Inc.UBS Financial Services Inc.04-09-2009
Larry Allen WildesRaymond James & Associates, Inc.UBS Financial Services Inc.$2504-27-2009
Thomas Marshall ChambersRaymond James & Associates, Inc.UBS Financial Services Inc.$2505-01-2009
Stephen George SykesRaymond James & Associates, Inc.UBS Financial Services Inc.$15005-15-2009
Dwayne Mark PeltierRaymond James & Associates, Inc.UBS Financial Services Inc.$15007-13-2009
Robert Michael Di FalcoRaymond James & Associates, Inc.UBS Financial Services Inc.$5009-25-2009
Robert C. BartoRaymond James & Associates, Inc.UBS Financial Services Inc.12-04-2009
Randall Scott NordenRaymond James & Associates, Inc.UBS Financial Services Inc.$10002-26-2010
Bonnie Kaye Adamczak-BrownRaymond James & Associates, Inc.UBS Financial Services Inc.$5002-26-2010
Cornelia MaierRaymond James & Associates, Inc.UBS Financial Services Inc.$10003-12-2010
Frederick Moore MillerRaymond James & Associates, Inc.UBS Financial Services Inc.$7503-12-2010
Jeffery Allen MiedemaRaymond James & Associates, Inc.UBS Financial Services Inc.$5004-01-2010
Thomas R. Burdette IVRaymond James & Associates, Inc.UBS Financial Services Inc.04-30-2010
David Gerard KuznerRaymond James & Associates, Inc.UBS Financial Services Inc.11-19-2010
Carolyn Nicholson HashRaymond James & Associates, Inc.UBS Financial Services Inc.$10001-25-2011
Stephen Brian StillwellRaymond James & Associates, Inc.UBS Financial Services Inc.$2504-08-2011
John Robert KaddisRaymond James & Associates, Inc.UBS Financial Services Inc.$2504-19-2011
Mattison Rhame McCurryRaymond James & Associates, Inc.UBS Financial Services Inc.$5007-28-2011
Albert Henley GreenRaymond James & Associates, Inc.UBS Financial Services Inc.12-02-2011
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Showing 1 to 25 of 118 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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