Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alejandro Burrola HernandezRaymond James & Associates, Inc.Morgan Stanley06-06-2019
Andrew Charles Jensen Jr.Raymond James & Associates, Inc.Citigroup Global Markets Inc.03-27-2009
Bradley Scott MillsRaymond James & Associates, Inc.UBS Financial Services Inc.05-10-2016
Brandon L. CorvinRaymond James & Associates, Inc.Morgan Stanley09-04-2018
Bryan Christopher DunnRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00006-18-2019
Carlos A HurtadoRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC08-03-2015
David H JoeRaymond James & Associates, Inc.Citigroup Global Markets Inc.$10002-13-2009
David Joseph BrownRaymond James & Associates, Inc.Morgan Stanley04-26-2013
Douglas William DeubelRaymond James & Associates, Inc.LaSalle St. Securities, LLC$2510-03-2011
Edward Ryan BuechtingRaymond James & Associates, Inc.Edward Jones08-08-2014
Eric Jon WaszolekRaymond James & Associates, Inc.Morgan Stanley02-13-2012
Gary Steven WeissRaymond James & Associates, Inc.Citigroup Global Markets Inc.$15001-16-2009
Guilford Ward NergardRaymond James & Associates, Inc.Morgan Stanley$5005-17-2013
Guillermo EliasRaymond James & Associates, Inc.Morgan Stanley$1,00006-06-2019
Ivan Gabriel BurrolaRaymond James & Associates, Inc.Morgan Stanley06-06-2019
James WennlundRaymond James & Associates, Inc.Edward Jones$1008-30-2013
Jeffrey Wilton HaysRaymond James & Associates, Inc.Morgan Stanley05-03-2013
Joel Andrew EstesRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00011-01-2018
John LarsenRaymond James & Associates, Inc.Edward Jones10-11-2013
Jorge A. RosasRaymond James & Associates, Inc.Morgan Stanley$15006-06-2019
Joshua Paul AylesworthRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$2509-30-2015
Karl Harris RothermundRaymond James & Associates, Inc.Morgan Stanley09-14-2012
Keith A. KolomichukRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC12-17-2018
Kurt H. KlingenbergRaymond James & Associates, Inc.Edward Jones$10003-24-2016
Louis Weihon JoeRaymond James & Associates, Inc.Citigroup Global Markets Inc.$2502-13-2009
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Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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