Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Marcus Anton FabianoRaymond James & Associates, Inc.J.P. Morgan Securities LLC08-20-2019
Shawn Michael PetersonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC07-11-2019
Ivan Gabriel BurrolaRaymond James & Associates, Inc.Morgan Stanley06-06-2019
Alejandro Burrola HernandezRaymond James & Associates, Inc.Morgan Stanley06-06-2019
Jose A. Hernandez CevadaRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC05-21-2019
Keith A. KolomichukRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC12-17-2018
Brandon L. CorvinRaymond James & Associates, Inc.Morgan Stanley09-04-2018
Zachary C. HammRaymond James & Associates, Inc.Vanguard Marketing Corporation07-18-2018
Ernesto TruquiRaymond James & Associates, Inc.Morgan Stanley08-16-2017
Kim Marie OhlerRaymond James & Associates, Inc.LPL Financial LLC06-12-2017
Dawn Marie GilbertRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC11-07-2016
Bradley Scott MillsRaymond James & Associates, Inc.UBS Financial Services Inc.05-10-2016
Terry Dee CoxRaymond James & Associates, Inc.Edward Jones01-12-2016
Carlos A HurtadoRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC08-03-2015
Melissa Castillo HuckinsRaymond James & Associates, Inc.Edward Jones01-26-2015
Edward Ryan BuechtingRaymond James & Associates, Inc.Edward Jones08-08-2014
Zachary Stuart BrodtRaymond James & Associates, Inc.Mark Stewart Securities, Inc.06-20-2014
Thomas Michael JeffreyRaymond James & Associates, Inc.Raymond James & Associates, Inc.02-25-2014
Matthew Stephen BaehrRaymond James & Associates, Inc.UBS Financial Services Inc.11-01-2013
Janet ShinRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-23-2013
Clint MartinezRaymond James & Associates, Inc.Edward Jones05-30-2013
Ronald Rikio BanRaymond James & Associates, Inc.Morgan Stanley05-03-2013
Jeffrey Wilton HaysRaymond James & Associates, Inc.Morgan Stanley05-03-2013
David Joseph BrownRaymond James & Associates, Inc.Morgan Stanley04-26-2013
Lisa Marie MartinezRaymond James & Associates, Inc.Edward Jones03-12-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.