Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Isaacs, David PallerRaymond James & Associates, Inc.UBS Financial Services Inc. $36004-30-2020
Matthew George RoweRaymond James & Associates, Inc.Morgan Stanley$5002-18-2020
Cristopher Evan CuevasRaymond James & Associates, Inc.Morgan Stanley01-03-2020
Timothy James OwenRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10011-05-2019
Don Philip GrijalvaRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$18509-27-2019
Charles Donovan AlfaroRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-26-2019
Gary Lawrence WardeinRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-23-2019
Erin Kathryn BethgeRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-23-2019
Lauriann DelayRaymond James & Associates, Inc.Morgan Stanley09-12-2019
Ariel BobroffRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-16-2019
Timothy Chien-Wei ChenRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00007-25-2019
Jose Antonio VeraRaymond James & Associates, Inc.Stifel, Nicolaus & Company, Incorporated07-05-2019
Michelle Lapid MarquezRaymond James & Associates, Inc.Cantella & Co., Inc.$5005-31-2019
Jason Lee Ray BettsRaymond James & Associates, Inc.Cantella & Co., Inc.05-31-2019
Christopher S. WengRaymond James & Associates, Inc.UBS Financial Services Inc.05-30-2019
Peter Isaac MyersRaymond James & Associates, Inc.UBS Financial Services Inc.05-30-2019
David LungRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1005-24-2019
Kevin Clark CalenzaniRaymond James & Associates, Inc.Morgan Stanley04-11-2019
David Bret KallenbergRaymond James & Associates, Inc.UBS Financial Services Inc.04-09-2019
Jon Thornton DaytonRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5002-19-2019
William Bernard GerdtsRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00011-16-2018
Ryan William GerdtsRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC11-16-2018
Jennifer Ines NapperRaymond James & Associates, Inc.MML Investors Services, LLC$5011-05-2018
Alan Miles GriffinRaymond James & Associates, Inc.D.A. Davidson & Co.$15010-15-2018
Walter Roland StevensonRaymond James & Associates, Inc.Morgan Stanley$10010-11-2018
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Showing 1 to 25 of 157 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.