Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jon-Paul Harry WitkopRaymond James & Associates, Inc.Algonquin Advisors LLC05-12-2018
Lilia Rebecca SchweitzerRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.12-19-2014
Ty Glenn RogersRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.$10012-11-2014
John Christopher FleishmanRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.$10012-11-2014
Robert Carlton ArnoldRaymond James & Associates, Inc.B. Riley FBR, Inc.$10002-24-2011
Paul Michael DorseyRaymond James & Associates, Inc.BancWest Investment Services, Inc.$38007-06-2018
Jeffrey Philip BordenRaymond James & Associates, Inc.BancWest Investment Services, Inc.$50004-14-2014
Jason Lee Ray BettsRaymond James & Associates, Inc.Cantella & Co., Inc.$10005-31-2019
Michelle Lapid MarquezRaymond James & Associates, Inc.Cantella & Co., Inc.$50005-31-2019
Mary S BrooksRaymond James & Associates, Inc.Citigroup Global Markets Inc.04-09-2009
Louis Isaac DagenRaymond James & Associates, Inc.Citigroup Global Markets Inc.$10002-06-2009
David TrunecekRaymond James & Associates, Inc.Compak Securities, Inc.08-02-2013
David Charles NelsonRaymond James & Associates, Inc.Compak Securities, Inc.06-27-2013
Rose Marie WayneRaymond James & Associates, Inc.Cowen Prime Services LLC$10004-04-2012
Joseph Lennon O'LearyRaymond James & Associates, Inc.Crowell Weedon & Co.$50004-30-2014
Katherine Rose O'LearyRaymond James & Associates, Inc.Crowell Weedon & Co.04-30-2014
Jay Michael OldhamRaymond James & Associates, Inc.Crowell, Weedon & Co.$25008-02-2013
Kevin James McCarthyRaymond James & Associates, Inc.Crowell, Weedon & Co.12-14-2012
Alan Miles GriffinRaymond James & Associates, Inc.D.A. Davidson & Co.$15010-15-2018
Kenneth William RobbinsRaymond James & Associates, Inc.D.A. Davidson & Co.$50005-10-2017
Kathleen J. RoshayRaymond James & Associates, Inc.D.A. Davidson & Co.05-10-2017
Elizabeth Berl CummingRaymond James & Associates, Inc.Deutsche Bank Securities Inc.12-16-2016
Michael Gordon GroverRaymond James & Associates, Inc.Edward Jones$50003-09-2012
Paul Francis David CarterRaymond James & Associates, Inc.Harris Williams05-07-2018
William Joseph ConnRaymond James & Associates, Inc.J.P. Morgan Securities LLC05-03-2018
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Showing 1 to 25 of 153 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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