Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Derek Robert MarquisRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15003-26-2009
Lynn K. OppRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2504-03-2009
Jeffrey Edward BlumRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5005-01-2009
Hendra Prawira IskandarRaymond James & Associates, Inc.Ubs International Inc.06-29-2009
Dwayne Mark PeltierRaymond James & Associates, Inc.UBS Financial Services Inc.$15007-13-2009
David Scott NotricaRaymond James & Associates, Inc.Morgan Stanley08-28-2009
Marcia Louise BloemendaalRaymond James & Associates, Inc.Morgan Stanley08-28-2009
Gregg William WhelanRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10010-09-2009
Dana Paul GoldfarbRaymond James & Associates, Inc.Oppenheimer & Co. Inc.$5002-19-2010
John Joseph Crespy IIIRaymond James & Associates, Inc.Wedbush Securities Inc.$15010-18-2010
Terri Lynn ReynoldsRaymond James & Associates, Inc.Wedbush Securities Inc.10-18-2010
Christopher Allen HornerRaymond James & Associates, Inc.Morgan Stanley10-25-2010
Robert Carlton ArnoldRaymond James & Associates, Inc.B. Riley FBR, Inc.02-24-2011
Philip John EconomopoulosRaymond James & Associates, Inc.Howe Barnes Hoefer & Arnett, Inc.$15004-01-2011
Benjamin Bader RoseRaymond James & Associates, Inc.Howe Barnes Hoefer & Arnett, Inc.$10004-01-2011
Charles James SmithRaymond James & Associates, Inc.Howe Barnes Hoefer & Arnett, Inc.$2504-01-2011
Warren Frederick WilsonRaymond James & Associates, Inc.Morgan Stanley$20004-18-2011
Valerie Cavalcante D'AddonaRaymond James & Associates, Inc.Morgan Stanley$10004-18-2011
John Edward KwiatkowskiRaymond James & Associates, Inc.Morgan Stanley$2504-18-2011
John Croxton NiggRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5005-19-2011
Lisa Ann Detanna, Wesley Gordon Scott, Tim KangRaymond James & Associates, Inc.Wedbush Securities Inc.12-02-2011
Michael Andrew ThomasRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5001-13-2012
Abu B M FarukhRaymond James & Associates, Inc.Morgan Stanley$5002-29-2012
Misty Fatema FarukhRaymond James & Associates, Inc.Morgan Stanley$1003-02-2012
Andrew James StoutRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15010-04-2012
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Showing 1 to 25 of 108 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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