Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Cleary Renee RossiRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10806-04-2020
Renee Michele RossiRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-04-2020
John Albert Cleary JrRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-04-2020
Varyk KutnickRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-27-2020
Wendy Gail CoppolaRaymond James & Associates, Inc.Morgan Stanley$5012-03-2019
David Martin MoranRaymond James & Associates, Inc.Morgan Stanley$5012-03-2019
Derek Frank CiampiniRaymond James & Associates, Inc.Morgan Stanley$5012-03-2019
Matthew Mckinney GarnettRaymond James & Associates, Inc.UBS Financial Services Inc.06-07-2019
William C MillerRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$16003-22-2019
William C Miller JrRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-22-2019
Elana Feldstein MiliantaRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5002-08-2019
Sarah IvinsRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15007-26-2018
Timothy William GibsonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC07-26-2018
John Joseph McDermott IIIRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15004-23-2018
Thomas Michael MonroeRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00004-23-2018
Steven HartmanRaymond James & Associates, Inc.Morgan Stanley$10002-23-2018
John Little Donovan JrRaymond James & Associates, Inc.Morgan Stanley$5002-23-2018
Christopher Francis HalotekRaymond James & Associates, Inc.Morgan Stanley$1,00002-23-2018
Lauren Ann GotayRaymond James & Associates, Inc.Morgan Stanley02-23-2018
Joshua Edward DunnRaymond James & Associates, Inc.Morgan Stanley02-23-2018
Martin Joseph CarrollRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-04-2017
Jennifer Tyler CarrollRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-04-2017
Nancy GoldRaymond James & Associates, Inc.UBS Financial Services Inc.12-20-2016
Lynn GrossmanRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10012-02-2016
Brandon J MarinelliRaymond James & Associates, Inc.Northstar Wealth Partners LLC05-27-2016
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Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.